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A-Level Mathematics

  • 1 Pure Mathematics 1

    This handout covers Topic 1: Pure Mathematics 纯数学 1. It is the algebra 代数 and calculus 微积分 core of the course. Each ## section is one syllabus subtopic.

    1.1

    Quadratics

    Syllabus
    Candidates should be able to: Notes and examples
    carry out the process of completing the square for a quadratic polynomial $ax^2 + bx + c$ and use a completed square form e.g. to locate the vertex of the graph of $y = ax^2 + bx + c$ or to sketch the graph
    find the discriminant of a quadratic polynomial $ax^2 + bx + c$ and use the discriminant e.g. to determine the number of real roots of the equation $ax^2 + bx + c = 0$. Knowledge of the term ‘repeated root’ is included.
    solve quadratic equations, and quadratic inequalities, in one unknown By factorising, completing the square and using the formula.
    solve by substitution a pair of simultaneous equations of which one is linear and one is quadratic e.g. $x + y + 1 = 0$ and $x^2 + y^2 = 25$, $2x + 3y = 7$ and $3x^2 = 4 + 4xy$.
    recognise and solve equations in $x$ which are quadratic in some function of $x$. e.g. $x^4 - 5x^2 + 4 = 0$, $6x + \sqrt{x} - 1 = 0$, $\tan^2 x = 1 + \tan x$.

    Source: Cambridge International syllabus

    Completing the square finds the vertex
    The Golden Gate suspension bridge
    A suspension bridge: the main cable hangs in a parabola.

    A quadratic 二次式 is an expression of the form $ax^2 + bx + c$, where $a \neq 0$. The letters $a$, $b$, $c$ are the coefficients 系数 (the fixed numbers). Much of this section is about solving the equation $ax^2 + bx + c = 0$.

    Completing the square

    To complete the square 配方 means to write the quadratic in the form

    $$a(x + p)^2 + q.$$
    This form is useful: it shows the vertex 顶点 (turning point) of the curve at $(-p,\ q)$, and it gives a quick way to solve the equation.

    Worked example. Write $9x^2 - 36x + 8$ in the form $p(x + q)^2 + r$.

    Take the factor $9$ out of the first two terms, then complete the square inside:

    $$\begin{aligned} 9x^2 - 36x + 8 &= 9\left(x^2 - 4x\right) + 8 \\ &= 9\left((x - 2)^2 - 4\right) + 8 \\ &= 9(x - 2)^2 - 36 + 8 = 9(x - 2)^2 - 28. \end{aligned}$$
    So $p = 9$, $q = -2$, $r = -28$.

    The parabola y equals 9 times x minus 2 squared minus 28 with its vertex marked at 2, minus 28, read straight off the completed-square form
    The completed square hands you the vertex: least value -28 at x equals 2

    The discriminant

    The discriminant 判别式 of $ax^2 + bx + c$ is

    $$\Delta = b^2 - 4ac.$$
    It tells you how many real roots 实根 (real solutions) the equation $ax^2 + bx + c = 0$ has:

    Discriminant Roots
    $b^2 - 4ac > 0$ two distinct 相异 real roots
    $b^2 - 4ac = 0$ one repeated real root
    $b^2 - 4ac < 0$ no real roots
    Three parabolas: one crossing the x-axis twice, one touching it once, one not reaching it
    The sign of $b^2-4ac$ decides how many times the parabola meets the $x$-axis.

    Worked example. Find the values of the constant $k$ for which $3kx^2 + (k + 8)x + 3 = 0$ has two distinct real roots.

    Here $a = 3k$, $b = k + 8$, $c = 3$. For two distinct real roots you need $b^2 - 4ac > 0$:

    $$(k + 8)^2 - 4(3k)(3) > 0 \;\Rightarrow\; k^2 + 16k + 64 - 36k > 0 \;\Rightarrow\; k^2 - 20k + 64 > 0.$$
    Factorise: $(k - 4)(k - 16) > 0$, so $k < 4$ or $k > 16$. You also need $a \neq 0$, so $k \neq 0$.

    Quadratic equations and inequalities

    To solve a quadratic equation 二次方程, factorise, complete the square, or use the formula

    $$x = \frac{-b \pm \sqrt{b^2 - 4ac}}{2a}.$$
    To solve a quadratic inequality 二次不等式 such as $(k - 4)(k - 16) > 0$, find the two roots, then decide which side of each root makes the statement true. A sketch of the parabola 抛物线 helps: the curve is above the $x$-axis (positive) outside the roots and below it (negative) between them.

    Simultaneous equations

    To solve a pair of simultaneous equations 联立方程 where one is linear and one is quadratic, use substitution 代入: rearrange the linear equation for one letter, then put that into the quadratic. This gives a single quadratic to solve.

    Equations that are quadratic in disguise

    Some equations are quadratic in some function of $x$. For example $x^4 - 5x^2 + 4 = 0$ is quadratic in $x^2$: let $u = x^2$, solve $u^2 - 5u + 4 = 0$, then go back to $x$. You will use this idea again in trigonometry.

    Explore

    The shape of a quadratic

    y = ax² + bx + c

    Drag a, b and c. Watch the vertex, the line of symmetry and the roots (where it cuts the x-axis) move as the coefficients change.

    Vocabulary Train
    English Chinese Pinyin
    Pure Mathematics 纯数学 chún shù xué
    quadratic 二次式 èr cì shì
    coefficients 系数 xì shù
    complete the square 配方 pèi fāng
    vertex 顶点 dǐng diǎn
    discriminant 判别式 pàn bié shì
    real roots 实根 shí gēn
    distinct 相异 xiāng yì
    quadratic equation 二次方程 èr cì fāng chéng
    quadratic inequality 二次不等式 èr cì bù děng shì
    simultaneous equations 联立方程 lián lì fāng chéng
    substitution 代入 dài rù
    coefficient 系数 xì shù
    parabola 抛物线 pāo wù xiàn
    Exercise sheet
    1.2

    Functions

    Syllabus
    Candidates should be able to: Notes and examples
    understand the terms function, domain, range, one-one function, inverse function and composition of functions
    identify the range of a given function in simple cases, and find the composition of two given functions e.g. range of $f : x \mapsto \frac{1}{x}$ for $x \geqslant 1$ and range of $g : x \mapsto x^2 + 1$ for $x \in \mathbb{R}$. Including the condition that a composite function $gf$ can only be formed when the range of $f$ is within the domain of $g$.
    determine whether or not a given function is one-one, and find the inverse of a one-one function in simple cases e.g. finding the inverse of $h : x \mapsto (2x + 3)^2 - 4$ for $x < -\frac{3}{2}$.
    illustrate in graphical terms the relation between a one-one function and its inverse Sketches should include an indication of the mirror line $y = x$.
    understand and use the transformations of the graph of $y = f(x)$ given by $y = f(x) + a$, $y = f(x + a)$, $y = af(x)$, $y = f(ax)$ and simple combinations of these. Including use of the terms ‘translation’, ‘reflection’ and ‘stretch’ in describing transformations. Questions may involve algebraic or trigonometric functions, or other graphs with given features.

    Source: Cambridge International syllabus

    Transforming graphs: shift and stretch

    A function 函数 is a rule that sends each input to exactly one output. Write it as $f(x)$. The composition of functions 复合函数 $fg(x)$ means apply $g$ first, then apply $f$ to the result.

    • The domain 定义域 is the set of allowed inputs $x$.
    • The range 值域 is the set of outputs the function actually produces.

    A function is one-one 一一对应 if different inputs always give different outputs. (No output is repeated.) Only a one-one function has an inverse function 反函数 $f^{-1}$, which reverses the rule.

    The composition 复合 of two functions means doing one after the other. $fg(x)$ means "do $g$ first, then $f$": $fg(x) = f(g(x))$. The composite function $fg$ exists only when the range of $g$ lies inside the domain of $f$.

    Finding an inverse

    To find $f^{-1}$: write $y = f(x)$, make $x$ the subject, then swap letters.

    Worked example. The function $f(x) = (x + 3)^2 - 12$ is defined for $x \geqslant 0$. Find $f^{-1}(x)$.

    Write $y = (x + 3)^2 - 12$ and solve for $x$:

    $$(x + 3)^2 = y + 12 \;\Rightarrow\; x + 3 = \sqrt{y + 12} \;\Rightarrow\; x = \sqrt{y + 12} - 3.$$
    You take the positive square root because $x \geqslant 0$ means $x + 3 \geqslant 3 > 0$. So
    $$f^{-1}(x) = \sqrt{x + 12} - 3.$$

    Graphs of inverses and transformations

    The graph of $y = f^{-1}(x)$ is the reflection 反射 of $y = f(x)$ in the line $y = x$.

    The graphs of f and its inverse mirror each other across the line y = x
    Reflecting $y=f(x)$ in the line $y=x$ gives its inverse; a point $(a,b)$ becomes $(b,a)$.

    You should know these transformations 变换 of $y = f(x)$:

    New equation Effect on the graph
    $y = f(x) + a$ translation 平移 up by $a$
    $y = f(x + a)$ translation left by $a$
    $y = a\,f(x)$ stretch 伸缩 in the $y$-direction, scale factor $a$
    $y = f(ax)$ stretch in the $x$-direction, scale factor $\tfrac{1}{a}$

    When two transformations are combined, the order can matter. State each one fully (type, direction, and amount).

    A bump curve shifted up and left, and stretched taller and narrower
    Adding to the output or input slides the curve; a multiplier stretches it.
    Explore

    Explore a function

    y = ax³ + bx² + cx + d

    A function turns each input into exactly one output — drag the coefficients and watch where the curve rises and falls.

    Vocabulary Train
    English Chinese Pinyin
    function 函数 hán shù
    composition of functions 复合函数 fù hé hán shù
    domain 定义域 dìng yì yù
    range 值域 zhí yù
    one-one 一一对应 yī yī duì yìng
    inverse function 反函数 fǎn hán shù
    composition 复合 fù hé
    reflection 反射 fǎn shè
    transformations 变换 biàn huàn
    translation 平移 píng yí
    stretch 伸缩 shēn suō
    Exercise sheet
    1.3

    Coordinate geometry

    Syllabus
    Candidates should be able to: Notes and examples
    find the equation of a straight line given sufficient information e.g. given two points, or one point and the gradient.
    interpret and use any of the forms $y = mx + c$, $y - y_1 = m(x - x_1)$, $ax + by + c = 0$ in solving problems Including calculations of distances, gradients, midpoints, points of intersection and use of the relationship between the gradients of parallel and perpendicular lines.
    understand that the equation $(x - a)^2 + (y - b)^2 = r^2$ represents the circle with centre $(a, b)$ and radius $r$ Including use of the expanded form $x^2 + y^2 + 2gx + 2fy + c = 0$.
    use algebraic methods to solve problems involving lines and circles Including use of elementary geometrical properties of circles, e.g. tangent perpendicular to radius, angle in a semicircle, symmetry. Implicit differentiation is not included.
    understand the relationship between a graph and its associated algebraic equation, and use the relationship between points of intersection of graphs and solutions of equations. e.g. to determine the set of values of $k$ for which the line $y = x + k$ intersects, touches or does not meet a quadratic curve.

    Source: Cambridge International syllabus

    Coordinate geometry 坐标几何 studies lines and circles using their equations.

    Straight lines

    The gradient 斜率 (steepness) of the line joining $(x_1, y_1)$ and $(x_2, y_2)$ is

    $$m = \frac{y_2 - y_1}{x_2 - x_1}.$$
    You can write the equation of a straight line 直线方程 in any of these forms:
    $$y = mx + c, \qquad y - y_1 = m(x - x_1), \qquad ax + by + c = 0.$$
    Two lines are parallel 平行 when their gradients are equal, and perpendicular 垂直 (at right angles) when the product of their gradients is $-1$.

    Circles

    The circle with centre 圆心 $(a, b)$ and radius 半径 $r$ has equation

    $$(x - a)^2 + (y - b)^2 = r^2.$$
    An expanded form like $x^2 + y^2 - 6x + 10y - 27 = 0$ is the same circle: complete the square in $x$ and in $y$ to find the centre and radius.

    A tangent 切线 to a circle touches it at one point and is perpendicular to the radius at that point. This right-angle fact solves most circle problems.

    A circle with a radius drawn to a point and a tangent line meeting it at a right angle
    A tangent touches the circle once and meets the radius at a right angle.

    Worked example. The points $P(1, 1)$ and $Q(7, 11)$ are the ends of a diameter 直径 of a circle. Find the equation of the circle.

    The centre is the midpoint of $PQ$:

    $$\left(\frac{1 + 7}{2},\ \frac{1 + 11}{2}\right) = (4, 6).$$
    The radius is half the length of $PQ$:
    $$r = \tfrac12\sqrt{(7 - 1)^2 + (11 - 1)^2} = \tfrac12\sqrt{36 + 100} = \tfrac12\sqrt{136} = \sqrt{34}.$$
    So the circle is $(x - 4)^2 + (y - 6)^2 = 34$.

    Explore

    The straight line

    y = ax + b

    The gradient a tilts the line; the intercept b slides it up and down.

    Vocabulary Train
    English Chinese Pinyin
    Coordinate geometry 坐标几何 zuò biāo jǐ hé
    gradient 斜率 xié lǜ
    equation of a straight line 直线方程 zhí xiàn fāng chéng
    parallel 平行 píng xíng
    perpendicular 垂直 chuí zhí
    circle yuán
    centre 圆心 yuán xīn
    radius 半径 bàn jìng
    tangent 切线 qiè xiàn
    diameter 直径 zhí jìng
    1.4

    Circular measure

    Syllabus
    Candidates should be able to: Notes and examples
    understand the definition of a radian, and use the relationship between radians and degrees
    use the formulae $s = r\theta$ and $A = \frac{1}{2}r^2\theta$ in solving problems concerning the arc length and sector area of a circle. Including calculation of lengths and angles in triangles and areas of triangles.

    Source: Cambridge International syllabus

    What is a radian?

    Radians

    A radian 弧度 is another way to measure angles. One radian is the angle at the centre of a circle that cuts off an arc equal in length to the radius. The link between radians and degrees is

    $$\pi \text{ radians} = 180^\circ.$$
    So to change degrees to radians, multiply by $\dfrac{\pi}{180}$; to change radians to degrees, multiply by $\dfrac{180}{\pi}$.

    A circle with a sector whose arc is exactly one radius long; the angle at the centre is one radian, about 57.3 degrees
    One radian: the angle whose arc equals the radius

    Arc length and sector area

    For a sector 扇形 with radius $r$ and angle $\theta$ in radians:

    $$\text{arc length} = s = r\theta, \qquad \text{sector area} = A = \tfrac12 r^2 \theta.$$
    A chord cuts the sector into a triangle and a segment 弓形. The segment area is the sector minus the triangle:
    $$\text{segment} = \tfrac12 r^2 \theta - \tfrac12 r^2 \sin\theta = \tfrac12 r^2(\theta - \sin\theta).$$

    A sector with radius r, centre angle theta, an arc, a chord, and the shaded segment
    The shaded segment is the part of the sector between the chord and the arc.

    Worked example. A sector has centre $O$ and the angle at $O$ is $\tfrac{2}{3}\pi$ radians. Show that the segment cut off by the chord has area about $0.614 r^2$.

    $$\text{segment} = \tfrac12 r^2\left(\tfrac{2}{3}\pi - \sin\tfrac{2}{3}\pi\right) = \tfrac12 r^2(2.0944 - 0.8660) = \tfrac12 r^2(1.2284) \approx 0.614 r^2.$$
    Explore

    Radians, arcs and sectors

    Change the angle (in radians) and radius. See the arc length $s = r\theta$ and the sector area $\tfrac12 r^2\theta$ update.

    Vocabulary Train
    English Chinese Pinyin
    radian 弧度 hú dù
    arc
    degrees
    sector 扇形 shàn xíng
    chord xián
    segment 弓形 gōng xíng
    1.5

    Trigonometry

    Syllabus
    Candidates should be able to: Notes and examples
    sketch and use graphs of the sine, cosine and tangent functions (for angles of any size, and using either degrees or radians) Including e.g. $y = 3 \sin x$, $y = 1 - \cos 2x$, $y = \tan(x + \frac{1}{4}\pi)$.
    use the exact values of the sine, cosine and tangent of $30^\circ$, $45^\circ$, $60^\circ$, and related angles e.g. $\cos 150^\circ = -\frac{1}{2}\sqrt{3}$, $\sin \frac{3}{4}\pi = \frac{1}{\sqrt{2}}$.
    use the notations $\sin^{-1} x$, $\cos^{-1} x$, $\tan^{-1} x$ to denote the principal values of the inverse trigonometric relations No specialised knowledge of these functions is required, but understanding of them as examples of inverse functions is expected.
    use the identities $\frac{\sin \theta}{\cos \theta} \equiv \tan \theta$ and $\sin^2 \theta + \cos^2 \theta \equiv 1$ e.g. in proving identities, simplifying expressions and solving equations.
    find all the solutions of simple trigonometrical equations lying in a specified interval (general forms of solution are not included). e.g. solve $3 \sin 2x + 1 = 0$ for $-\pi < x < \pi$, $3 \sin^2 \theta - 5 \cos \theta - 1 = 0$ for $0^\circ \leqslant \theta \leqslant 360^\circ$.

    Source: Cambridge International syllabus

    Amplitude, period and midline of a sine curve
    The unit circle draws the sine curve
    The London Eye Ferris wheel at sunset
    A Ferris wheel: a point on the rim rises and falls like a sine curve.

    Graphs and exact values

    You must know the shape of the graphs of the sine 正弦, cosine 余弦 and tangent function 正切 (written $\sin$, $\cos$, $\tan$). The sine and cosine graphs wave between $-1$ and $1$ and repeat every $360^\circ$ ($2\pi$). Learn these exact values:

    $\theta$ $30^\circ$ $45^\circ$ $60^\circ$
    $\sin\theta$ $\tfrac12$ $\tfrac{1}{\sqrt2}$ $\tfrac{\sqrt3}{2}$
    $\cos\theta$ $\tfrac{\sqrt3}{2}$ $\tfrac{1}{\sqrt2}$ $\tfrac12$
    $\tan\theta$ $\tfrac{1}{\sqrt3}$ $1$ $\sqrt3$
    Graphs of sine, cosine and tangent over 0 to 360 degrees
    Over one turn $\sin$ and $\cos$ stay between $-1$ and $1$; $\tan$ shoots off at $90^\circ$ and $270^\circ$.

    The notations $\sin^{-1}x$, $\cos^{-1}x$, $\tan^{-1}x$ mean the inverse angle (the principal value 主值).

    Identities

    An identity 恒等式 is true for every value of the angle. The two you must know are

    $$\tan\theta \equiv \frac{\sin\theta}{\cos\theta}, \qquad \sin^2\theta + \cos^2\theta \equiv 1.$$
    Use them to rewrite an equation so it contains only one trig function.

    Solving trigonometric equations

    To solve a trigonometric equation 三角方程, first reduce it to one function, then find every solution in the given interval.

    Worked example. Solve $6\sin\theta = 1 + \dfrac{2}{\sin\theta}$ for $-180^\circ < \theta < 180^\circ$.

    Multiply through by $\sin\theta$ to clear the fraction. This makes a quadratic in $\sin\theta$:

    $$6\sin^2\theta - \sin\theta - 2 = 0 \;\Rightarrow\; (3\sin\theta - 2)(2\sin\theta + 1) = 0.$$
    So $\sin\theta = \tfrac23$ or $\sin\theta = -\tfrac12$.

    • $\sin\theta = \tfrac23$: $\theta = 41.8^\circ$ or $\theta = 180^\circ - 41.8^\circ = 138.2^\circ$.
    • $\sin\theta = -\tfrac12$: $\theta = -30^\circ$ or $\theta = -150^\circ$.

    The four solutions are $\theta = -150^\circ,\ -30^\circ,\ 41.8^\circ,\ 138.2^\circ$.

    Explore

    Sine & cosine graphs

    Drag the amplitude, period and shifts of y = a·sin(bx + c) + d and watch the curve change against the base wave.

    Explore

    Sine and cosine on the unit circle

    Drag the angle round the unit circle. The height is $\sin\theta$, the across-distance is $\cos\theta$ — that's where the graphs come from.

    Vocabulary Train
    English Chinese Pinyin
    sine 正弦 zhèng xián
    cosine 余弦 yú xián
    tangent function 正切 zhèng qiē
    principal value 主值 zhǔ zhí
    identity 恒等式 héng děng shì
    trigonometric equation 三角方程 sān jiǎo fāng chéng
    Exercise sheet
    1.6

    Series

    Syllabus
    Candidates should be able to: Notes and examples
    use the expansion of $(a + b)^n$, where $n$ is a positive integer Including the notations $\begin{pmatrix} n \\ r \end{pmatrix}$ and $n!$ Knowledge of the greatest term and properties of the coefficients are not required.
    recognise arithmetic and geometric progressions
    use the formulae for the $n$th term and for the sum of the first $n$ terms to solve problems involving arithmetic or geometric progressions Including knowledge that numbers $a$, $b$, $c$ are 'in arithmetic progression' if $2b = a + c$ (or equivalent) and are 'in geometric progression' if $b^2 = ac$ (or equivalent). Questions may involve more than one progression.
    use the condition for the convergence of a geometric progression, and the formula for the sum to infinity of a convergent geometric progression.

    Source: Cambridge International syllabus

    Pascal's triangle gives the coefficients
    Sum to infinity fills the square

    The binomial expansion

    For a positive integer $n$, the binomial expansion 二项展开式 is

    $$(a + b)^n = a^n + \binom{n}{1}a^{n-1}b + \binom{n}{2}a^{n-2}b^2 + \cdots + b^n,$$
    where $\binom{n}{r} = \dfrac{n!}{r!\,(n - r)!}$ is a binomial coefficient 二项式系数.

    Worked example. Find the first three terms, in ascending powers of $x$, of $(2 - px)^5$.

    $$(2 - px)^5 = 2^5 + \binom{5}{1}2^4(-px) + \binom{5}{2}2^3(-px)^2 + \cdots = 32 - 80px + 80p^2x^2 + \cdots$$

    Arithmetic and geometric progressions

    A progression 数列 (sequence) is a list of terms following a rule.

    • An arithmetic progression 等差数列 (AP) adds a fixed common difference 公差 $d$ each step. The $n$th term is $u_n = a + (n - 1)d$, and the sum of the first $n$ terms is $S_n = \tfrac{n}{2}\big(2a + (n - 1)d\big)$.
    • A geometric progression 等比数列 (GP) multiplies by a fixed common ratio 公比 $r$ each step. The $n$th term is $u_n = ar^{\,n-1}$, and $S_n = \dfrac{a(1 - r^n)}{1 - r}$.
    Two bar ladders: an arithmetic progression climbing by plus 3 each step, and a geometric progression whose bars grow by times 1.5 each step
    An AP climbs in equal steps; a GP's steps grow by the same ratio

    A GP is convergent — it converges 收敛 (settles to a limit) — when $|r| < 1$. Then it has a sum to infinity 无穷和

    $$S_\infty = \frac{a}{1 - r}.$$

    Worked example. The third term of a GP is $18$ and the sum of the first three terms is $26$. The common ratio is negative. Find the sum to infinity.

    From $ar^2 = 18$ you get $a = \dfrac{18}{r^2}$. Put this into $a(1 + r + r^2) = 26$:

    $$18(1 + r + r^2) = 26r^2 \;\Rightarrow\; 8r^2 - 18r - 18 = 0 \;\Rightarrow\; (4r + 3)(r - 3) = 0.$$
    The ratio is negative, so $r = -\tfrac34$ and $a = \dfrac{18}{(3/4)^2} = 32$. Then
    $$S_\infty = \frac{32}{1 - (-\tfrac34)} = \frac{32}{\tfrac74} = \frac{128}{7}.$$

    Convergent GP: bars shrink toward zero while the running sum approaches S infinity = a/(1-r)
    Convergent GP: bars shrink toward zero while the running sum approaches S infinity = a/(1-r)
    Explore

    Arithmetic and geometric sequences

    Switch between an arithmetic (add d) and a geometric (multiply by r) sequence and watch the terms and their sum build up.

    Vocabulary Train
    English Chinese Pinyin
    binomial expansion 二项展开式 èr xiàng zhǎn kāi shì
    binomial coefficient 二项式系数 èr xiàng shì xì shù
    progression 数列 shù liè
    arithmetic progression 等差数列 děng chā shù liè
    common difference 公差 gōng chāi
    term xiàng
    geometric progression 等比数列 děng bǐ shù liè
    common ratio 公比 gōng bǐ
    converges 收敛 shōu liǎn
    sum to infinity 无穷和 wú qióng hé
    1.7

    Differentiation

    Syllabus
    Candidates should be able to: Notes and examples
    understand the gradient of a curve at a point as the limit of the gradients of a suitable sequence of chords, and use the notations $f'(x)$, $f''(x)$, $\frac{\text{d}y}{\text{d}x}$, and $\frac{\text{d}^2y}{\text{d}x^2}$ for first and second derivatives Only an informal understanding of the idea of a limit is expected. e.g. includes consideration of the gradient of the chord joining the points with $x$ coordinates $2$ and $(2 + h)$ on the curve $y = x^3$. Formal use of the general method of differentiation from first principles is not required.
    use the derivative of $x^n$ (for any rational $n$), together with constant multiples, sums and differences of functions, and of composite functions using the chain rule e.g. find $\frac{\text{d}y}{\text{d}x}$, given $y = \sqrt{2x^3 + 5}$.
    apply differentiation to gradients, tangents and normals, increasing and decreasing functions and rates of change Including connected rates of change, e.g. given the rate of increase of the radius of a circle, find the rate of increase of the area for a specific value of one of the variables.
    locate stationary points and determine their nature, and use information about stationary points in sketching graphs. Including use of the second derivative for identifying maxima and minima; alternatives may be used in questions where no method is specified. Knowledge of points of inflexion is not included.

    Source: Cambridge International syllabus

    Differentiation from first principles

    Differentiation 微分 finds the gradient of a curve 曲线斜率 at each point. The gradient is the limit 极限 of the gradients of shorter and shorter chords, called the derivative 导数.

    The rules

    Write the derivative as $f'(x)$ or $\dfrac{dy}{dx}$. The basic rule is

    $$\frac{d}{dx}\left(x^n\right) = n x^{n-1} \quad \text{for any rational } n.$$
    Differentiate sums term by term, and use the chain rule 链式法则 for a function inside a function:
    $$\frac{d}{dx}\,f(g(x)) = f'(g(x)) \cdot g'(x).$$
    Differentiating again gives the second derivative 二阶导数 $f''(x)$ or $\dfrac{d^2y}{dx^2}$.

    Using the derivative

    • Tangent and normal. The gradient of the curve at a point is the gradient of the tangent there. The normal 法线 is perpendicular to the tangent, so its gradient is $-\dfrac{1}{\text{(tangent gradient)}}$.
    • Increasing or decreasing. The function is an increasing function 增函数 where $\dfrac{dy}{dx} > 0$, and a decreasing function 减函数 where $\dfrac{dy}{dx} < 0$.
    • Rate of change. A derivative is a rate of change 变化率. Linked rates use the chain rule, e.g. $\dfrac{dy}{dt} = \dfrac{dy}{dx}\cdot\dfrac{dx}{dt}$.

    Stationary points

    A stationary point 驻点 is where $\dfrac{dy}{dx} = 0$. Test its nature with the second derivative: $f''(x) > 0$ gives a minimum point 极小值点, and $f''(x) < 0$ gives a maximum point 极大值点. When $f''(x) = 0$ the test is inconclusive: the point may be a point of inflexion 拐点, where the curve changes concavity (the way it bends) – check the sign of $\dfrac{dy}{dx}$ just before and after to decide.

    A curve with a maximum and a minimum, each with a horizontal tangent
    At a maximum or a minimum the tangent is flat, so $\frac{dy}{dx}=0$.

    Worked example. The curve $y = 4x^{1/2} - x$ has a maximum point at $x = a$. Find $a$.

    $$\frac{dy}{dx} = 2x^{-1/2} - 1 = 0 \;\Rightarrow\; \frac{2}{\sqrt{x}} = 1 \;\Rightarrow\; \sqrt{x} = 2 \;\Rightarrow\; x = 4.$$
    So $a = 4$.

    Explore

    The gradient at a point

    y = ax³ + bx² + cx + d

    Slide the point along the curve. The tangent shows the gradient $\frac{dy}{dx}$ there — steeper where the curve bends more.

    Vocabulary Train
    English Chinese Pinyin
    Differentiation 微分 wēi fēn
    gradient of a curve 曲线斜率 qū xiàn xié lǜ
    limit 极限 jí xiàn
    derivative 导数 dǎo shù
    chain rule 链式法则 liàn shì fǎ zé
    second derivative 二阶导数 èr jiē dǎo shù
    normal 法线 fǎ xiàn
    increasing function 增函数 zēng hán shù
    decreasing function 减函数 jiǎn hán shù
    rate of change 变化率 biàn huà lǜ
    stationary point 驻点 zhù diǎn
    minimum point 极小值点 jí xiǎo zhí diǎn
    maximum point 极大值点 jí dà zhí diǎn
    point of inflexion 拐点 guǎi diǎn
    Exercise sheet
    1.8

    Integration

    Syllabus
    Candidates should be able to: Notes and examples
    understand integration as the reverse process of differentiation, and integrate $(ax + b)^n$ (for any rational $n$ except $-1$), together with constant multiples, sums and differences e.g. $\int (2x^3 - 5x + 1) \text{d}x$, $\int \frac{1}{(2x + 3)^2} \text{d}x$.
    solve problems involving the evaluation of a constant of integration e.g. to find the equation of the curve through $(1, -2)$ for which $\frac{\text{d}y}{\text{d}x} = \sqrt{2x + 1}$.
    evaluate definite integrals Including simple cases of 'improper' integrals, such as $\int_{0}^{1} x^{-\frac{1}{2}} \text{d}x$ and $\int_{1}^{\infty} x^{-2} \text{d}x$.
    use definite integration to find: - the area of a region bounded by a curve and lines parallel to the axes, or between a curve and a line or between two curves - a volume of revolution about one of the axes. A volume of revolution may involve a region not bounded by the axis of rotation, e.g. the region between $y = 9 - x^2$ and $y = 5$ rotated about the $x$-axis.

    Source: Cambridge International syllabus

    Integration as area: Riemann rectangles

    Integration 积分 is the reverse of differentiation. Reversing the power rule gives

    $$\int (ax + b)^n \, dx = \frac{(ax + b)^{n+1}}{a(n + 1)} + C \quad (n \neq -1).$$
    The $+\,C$ is the constant of integration 积分常数. If you know one point on the curve, substitute it to find $C$.

    Definite integrals and area

    A definite integral 定积分 has limits and gives a number:

    $$\int_p^q f(x)\, dx = \big[F(x)\big]_p^q = F(q) - F(p).$$
    The area of the region 区域 between a curve and the $x$-axis, from $x = p$ to $x = q$, is $\displaystyle\int_p^q y \, dx$. For the area between two curves, integrate (top curve $-$ bottom curve).

    A curve with the region between it and the x-axis from 0 to 4 shaded
    The definite integral $\int_0^4 y\,dx$ is the shaded area under the curve.

    Worked example. The curve $y = 4x^{1/2} - x$ meets the $x$-axis again at $x = 16$. Find the area between the curve and the $x$-axis from $x = 0$ to $x = 4$.

    $$\int_0^4 \left(4x^{1/2} - x\right) dx = \left[\frac{8}{3}x^{3/2} - \frac{x^2}{2}\right]_0^4 = \frac{8}{3}(8) - \frac{16}{2} = \frac{64}{3} - 8 = \frac{40}{3}.$$

    An improper integral 广义积分 has an infinite limit or an endpoint where the integrand is undefined; evaluate it as a limit. For example,

    $$\int_1^{\infty}x^{-2}\, dx=\lim_{b\to\infty}\left[-\frac1x\right]_1^{b}=\lim_{b\to\infty}\left(1-\frac1b\right)=1,$$
    and $\displaystyle\int_0^{1}x^{-1/2}\, dx=\left[2x^{1/2}\right]_0^{1}=2$, which is finite even though the integrand blows up at $x=0$.

    Volume of revolution

    When a region is turned all the way around an axis it sweeps out a solid. The volume of revolution 旋转体体积 about the $x$-axis is

    $$V = \pi \int_p^q y^2 \, dx,$$
    and about the $y$-axis it is $V = \pi \displaystyle\int x^2 \, dy$. For example, the region under $y = \sqrt{x}$ from $x = 0$ to $x = 4$, turned about the $x$-axis, has volume $\pi\displaystyle\int_0^4 x\, dx = \pi\big[\tfrac{x^2}{2}\big]_0^4 = 8\pi$.

    A curve y = f(x) and the region under it rotated around the x-axis to form a solid with circular cross-sections, shown by an end-cap ellipse and a mid cross-section
    Rotating the region under a curve around the $x$-axis sweeps out a solid; each thin slice is a disc of area $\pi y^2$, so $V = \pi\int y^2\,dx$
    Explore

    Area under a curve

    y = ax³ + bx² + cx + d

    Drag the limits. The definite integral is the shaded area between the curve and the x-axis.

    Vocabulary Train
    English Chinese Pinyin
    Integration 积分 jī fēn
    constant of integration 积分常数 jī fēn cháng shù
    definite integral 定积分 dìng jī fēn
    region 区域 qū yù
    improper integral 广义积分 guǎng yì jī fēn
    volume of revolution 旋转体体积 xuán zhuǎn tǐ tǐ jī
    Exercise sheet
    1.8

    Exam tips

    • Show every line of algebra — method marks are lost by jumping steps; use the discriminant $b^2 - 4ac$ to decide the number of real roots.
    • Work in radians for circular measure (arc $= r\theta$, sector area $= \frac{1}{2}r^2\theta$) and for calculus of trig functions.
    • For differentiation, set $\frac{dy}{dx} = 0$ for stationary points and use the second derivative to classify them.
    • For integration, add $+ c$ to an indefinite integral and use limits for area; an area below the axis gives a negative integral.
    Vocabulary Train
    English Chinese Pinyin
    algebra 代数 dài shù
    calculus 微积分 wēi jī fēn
  • 2 Pure Mathematics 2

    This handout covers Topic 2: Pure Mathematics 纯数学 2. It adds the modulus and polynomial algebra, logarithms 对数 and the exponential function 指数函数, more trigonometry, and new ways to differentiate and integrate.

    2.1

    Algebra

    Syllabus
    Candidates should be able to: Notes and examples
    understand the meaning of $|x|$, sketch the graph of $y = |ax + b|$ and use relations such as $|a| = |b| \iff a^2 = b^2$ and $|x - a| < b \iff a - b < x < a + b$ when solving equations and inequalities Graphs of $y = |f(x)|$ and $y = f(|x|)$ for non-linear functions $f$ are not included. e.g. $|3x - 2| = |2x + 7|$, $2x + 5 < |x + 1|$
    divide a polynomial, of degree not exceeding 4, by a linear or quadratic polynomial, and identify the quotient and remainder (which may be zero)
    use the factor theorem and the remainder theorem. e.g. to find factors and remainders, solve polynomial equations or evaluate unknown coefficients. Including factors of the form $(ax + b)$ in which the coefficient of $x$ is not unity, and including calculation of remainders.

    Source: Cambridge International syllabus

    The modulus

    The modulus 绝对值 $|x|$ is the size of a number with its sign removed, so $|x| \geqslant 0$ always. The graph of $y = |ax + b|$ is a "V" shape that bounces off the $x$-axis. Two useful rules for solving equations and inequalities are

    $$|a| = |b| \;\Leftrightarrow\; a^2 = b^2, \qquad |x - a| < b \;\Leftrightarrow\; a - b < x < a + b.$$

    A straight line dipping below the x-axis, with that part folded up into a V
    Taking the modulus folds the part of the line below the axis upward into a V.

    Worked example. Solve $|3x + 8| < 9$.

    Using the second rule with the inequality written as $-9 < 3x + 8 < 9$:

    $$-9 < 3x + 8 < 9 \;\Rightarrow\; -17 < 3x < 1 \;\Rightarrow\; -\tfrac{17}{3} < x < \tfrac13.$$

    Polynomial division and the factor and remainder theorems

    A polynomial 多项式 is a sum of powers of $x$, such as $2x^4 + 3x^2 - 5$. Its degree 次数 is the highest power. When you divide one polynomial by another you get a quotient and a remainder 余数.

    • Remainder theorem 余数定理: the remainder when $p(x)$ is divided by $(x - a)$ is $p(a)$.
    • Factor theorem 因式定理: $(x - a)$ is a factor of $p(x)$ exactly when $p(a) = 0$.

    Worked example. The polynomial $p(x) = 2x^4 + kx^3 + kx^2 + 17x + 18$ has factor $(x + 2)$. Find $k$.

    By the factor theorem $p(-2) = 0$:

    $$2(16) + k(-8) + k(4) + 17(-2) + 18 = 0 \;\Rightarrow\; 16 - 4k = 0 \;\Rightarrow\; k = 4.$$

    Explore

    The modulus function

    y = a|x − b| + c

    The modulus makes a V-shape. Move its vertex with b and c; change how steep the arms are with a.

    Vocabulary Train
    English Chinese Pinyin
    modulus 绝对值 jué duì zhí
    polynomial 多项式 duō xiàng shì
    degree 次数 cì shù
    quotient shāng
    remainder 余数 yú shù
    remainder theorem 余数定理 yú shù dìng lǐ
    factor theorem 因式定理 yīn shì dìng lǐ
    2.2

    Logarithmic and exponential functions

    Syllabus
    Candidates should be able to: Notes and examples
    understand the relationship between logarithms and indices, and use the laws of logarithms (excluding change of base)
    understand the definition and properties of $e^x$ and $\ln x$, including their relationship as inverse functions and their graphs Including knowledge of the graph of $y = e^{kx}$ for both positive and negative values of $k$.
    use logarithms to solve equations and inequalities in which the unknown appears in indices e.g. $2^x < 5$, $3 \times 2^{3x-1} < 5$, $3^{x+1} = 4^{2x-1}$
    use logarithms to transform a given relationship to linear form, and hence determine unknown constants by considering the gradient and/or intercept. e.g. $y = kx^n$ gives $\ln y = \ln k + n \ln x$ which is linear in $\ln x$ and $\ln y$ $y = k(a^x)$ gives $\ln y = \ln k + x \ln a$ which is linear in $x$ and $\ln y$.

    Source: Cambridge International syllabus

    A seismograph tracing an earthquake
    Earthquake strength is measured on the logarithmic Richter scale.
    A dense crowd of people
    Populations can grow exponentially when resources are plentiful.

    A logarithm answers the question "what power?". If $a^x = y$ then $x = \log_a y$. Logarithms and indices 指数 (powers) are reverse ideas. The laws of logarithms 对数定律 are

    $$\log(mn) = \log m + \log n, \qquad \log\!\frac{m}{n} = \log m - \log n, \qquad \log(m^k) = k\log m.$$

    The exponential function $e^x$ and the natural logarithm 自然对数 $\ln x$ are inverse functions, so $\ln(e^x) = x$ and $e^{\ln x} = x$. When the unknown is in the power, take logs of both sides.

    The curves of e^x and ln x mirrored across the line y = x
    $e^x$ and $\ln x$ undo each other, so each is the other reflected in $y=x$.

    Worked example. Solve $4^x < 0.05$.

    $$4^x < 0.05 \;\Rightarrow\; x\ln 4 < \ln 0.05 \;\Rightarrow\; x < \frac{\ln 0.05}{\ln 4} = -2.16 \ (\text{3 s.f.}).$$

    Linear form 线性形式: a relationship like $y = Ax^n$ becomes a straight line if you take logs: $\ln y = \ln A + n\ln x$. Plotting $\ln y$ against $\ln x$ gives a line with gradient $n$ and intercept $\ln A$, so you can find the unknown constants.

    Explore

    Exponential growth

    y = a·bˣ

    Change the base b: when b > 1 the curve grows, when 0 < b < 1 it decays — and it always passes through (0, a).

    Vocabulary Train
    English Chinese Pinyin
    Pure Mathematics 纯数学 chún shù xué
    logarithms 对数 duì shù
    exponential function 指数函数 zhǐ shù hán shù
    indices 指数 zhǐ shù
    laws of logarithms 对数定律 duì shù dìng lǜ
    natural logarithm 自然对数 zì rán duì shù
    linear form 线性形式 xiàn xìng xíng shì
    2.3

    Trigonometry

    Syllabus
    Candidates should be able to: Notes and examples
    understand the relationship of the secant, cosecant and cotangent functions to cosine, sine and tangent, and use properties and graphs of all six trigonometric functions for angles of any magnitude
    use trigonometrical identities for the simplification and exact evaluation of expressions, and in the course of solving equations, and select an identity or identities appropriate to the context, showing familiarity in particular with the use of: – $\sec^2 \theta \equiv 1 + \tan^2 \theta$ and $\csc^2 \theta \equiv 1 + \cot^2 \theta$ – the expansions of $\sin(A \pm B)$, $\cos(A \pm B)$ and $\tan(A \pm B)$ – the formulae for $\sin 2A$, $\cos 2A$ and $\tan 2A$ – the expression of $a \sin \theta + b \cos \theta$ in the forms $R \sin(\theta \pm \alpha)$ and $R \cos(\theta \pm \alpha)$. e.g. simplifying $\cos(x - 30^\circ) - 3 \sin(x - 60^\circ)$. e.g. solving $\tan \theta + \cot \theta = 4$, $2 \sec^2 \theta - \tan \theta = 5$, $3 \cos \theta + 2 \sin \theta = 1$.

    Source: Cambridge International syllabus

    There are three more functions, each the reciprocal of one you know: the secant 正割 $\sec\theta = \dfrac{1}{\cos\theta}$, the cosecant 余割 $\csc\theta = \dfrac{1}{\sin\theta}$, and the cotangent 余切 $\cot\theta = \dfrac{1}{\tan\theta}$.

    The cosine curve and its reciprocal, the secant, which rises to asymptotes
    $\sec\theta=1/\cos\theta$ rises to an asymptote wherever $\cos\theta=0$.

    You must know these trigonometric identities 三角恒等式 and choose the right one for each problem:

    $$\sec^2\theta \equiv 1 + \tan^2\theta, \qquad \csc^2\theta \equiv 1 + \cot^2\theta.$$
    You also use the compound angle 复合角 formulae for $\sin(A \pm B)$, $\cos(A \pm B)$, $\tan(A \pm B)$, the double angle 二倍角 formulae
    $$\sin 2A = 2\sin A\cos A, \quad \cos 2A = 2\cos^2 A - 1, \quad \tan 2A = \frac{2\tan A}{1 - \tan^2 A},$$
    and the R-formula 辅助角公式 $a\sin\theta + b\cos\theta = R\sin(\theta + \alpha)$, where $R = \sqrt{a^2 + b^2}$ and $\tan\alpha = \dfrac{b}{a}$.

    Worked example. Solve $2\tan^2\theta + 3\sec\theta = 18$ for $-180^\circ < \theta < 180^\circ$.

    Replace $\tan^2\theta$ with $\sec^2\theta - 1$ to get one function:

    $$2(\sec^2\theta - 1) + 3\sec\theta = 18 \;\Rightarrow\; 2\sec^2\theta + 3\sec\theta - 20 = 0 \;\Rightarrow\; (2\sec\theta - 5)(\sec\theta + 4) = 0.$$
    So $\sec\theta = \tfrac52$ or $\sec\theta = -4$, giving $\cos\theta = \tfrac25$ or $\cos\theta = -\tfrac14$. The solutions are $\theta = \pm 66.4^\circ$ and $\theta = \pm 104.5^\circ$.

    Explore

    The unit circle

    Drag the angle to see how $\sin$, $\cos$ and $\tan$ relate — the key to solving trig equations.

    Vocabulary Train
    English Chinese Pinyin
    secant 正割 zhèng gē
    cosecant 余割 yú gē
    cotangent 余切 yú qiē
    trigonometric identities 三角恒等式 sān jiǎo héng děng shì
    compound angle 复合角 fù hé jiǎo
    double angle 二倍角 èr bèi jiǎo
    R-formula 辅助角公式 fǔ zhù jiǎo gōng shì
    2.4

    Differentiation

    Syllabus
    Candidates should be able to: Notes and examples
    use the derivatives of $e^x$, $\ln x$, $\sin x$, $\cos x$, $\tan x$, together with constant multiples, sums, differences and composites
    differentiate products and quotients e.g. $\frac{2x - 4}{3x + 2}$, $x^2 \ln x$, $x e^{1 - x^2}$.
    find and use the first derivative of a function which is defined parametrically or implicitly. e.g. $x = t - e^{2t}$, $y = t + e^{2t}$. e.g. $x^2 + y^2 = xy + 7$. Including use in problems involving tangents and normals.

    Source: Cambridge International syllabus

    Learn these standard derivatives:

    $$\frac{d}{dx}e^x = e^x, \quad \frac{d}{dx}\ln x = \frac{1}{x}, \quad \frac{d}{dx}\sin x = \cos x, \quad \frac{d}{dx}\cos x = -\sin x, \quad \frac{d}{dx}\tan x = \sec^2 x.$$

    For a product or a quotient of two functions, use:

    • the product rule 乘积法则: $(uv)' = u'v + uv'$;
    • the quotient rule 商法则: $\left(\dfrac{u}{v}\right)' = \dfrac{u'v - uv'}{v^2}$.

    When a curve is given by parametric equations 参数方程 $x = x(t)$, $y = y(t)$, the gradient is $\dfrac{dy}{dx} = \dfrac{dy/dt}{dx/dt}$. When $y$ is defined implicitly 隐式 (not made the subject), differentiate every term with respect to $x$, using the chain rule on the $y$ terms, then solve for $\dfrac{dy}{dx}$.

    Worked example. Given $y = 6x\cos(x^2 + 1)$, find $\dfrac{dy}{dx}$.

    Use the product rule with $u = 6x$ and $v = \cos(x^2 + 1)$ (and the chain rule for $v$):

    $$\frac{dy}{dx} = 6\cos(x^2 + 1) + 6x\cdot\big(-2x\sin(x^2 + 1)\big) = 6\cos(x^2 + 1) - 12x^2\sin(x^2 + 1).$$

    Explore

    Tangent and gradient

    y = ax³ + bx² + cx + d

    Move the point: the tangent line is the derivative at that x. Where the curve turns, the gradient is zero.

    Vocabulary Train
    English Chinese Pinyin
    product rule 乘积法则 chéng jī fǎ zé
    quotient rule 商法则 shāng fǎ zé
    parametric equations 参数方程 cān shù fāng chéng
    implicitly 隐式 yǐn shì
    Exercise sheet
    2.5

    Integration

    Syllabus
    Candidates should be able to: Notes and examples
    • extend the idea of ‘reverse differentiation’ to include the integration of $e^{ax + b}$, $\frac{1}{ax + b}$, $\sin(ax + b)$, $\cos(ax + b)$ and $\sec^2(ax + b)$ Knowledge of the general method of integration by substitution is not required.
    • use trigonometrical relationships in carrying out integration e.g. use of double-angle formulae to integrate $\sin^2 x$ or $\cos^2(2x)$.
    • understand and use the trapezium rule to estimate the value of a definite integral. Including use of sketch graphs in simple cases to determine whether the trapezium rule gives an over-estimate or an under-estimate.

    Source: Cambridge International syllabus

    Integration is reverse differentiation — reverse each new derivative; harder integrals may need integration by substitution 换元积分 (developed in Pure 3). For a linear inside function $(ax + b)$:

    $$\int e^{ax+b}\,dx = \frac{1}{a}e^{ax+b} + C, \qquad \int \frac{1}{ax+b}\,dx = \frac{1}{a}\ln|ax + b| + C,$$
    $$\int \sin(ax+b)\,dx = -\frac{1}{a}\cos(ax+b) + C, \qquad \int \cos(ax+b)\,dx = \frac{1}{a}\sin(ax+b) + C, \qquad \int \sec^2(ax+b)\,dx = \frac{1}{a}\tan(ax+b) + C.$$
    To integrate a power of $\sin$ or $\cos$, first use an identity to remove the power. When you cannot integrate exactly, the trapezium rule 梯形法则 estimates a definite integral:
    $$\int_a^b y\,dx \approx \tfrac{h}{2}\big[y_0 + y_n + 2(y_1 + y_2 + \cdots + y_{n-1})\big].$$

    The area under a curve split into four trapezium strips of equal width h
    Each strip of width $h$ is a trapezium; their areas add up to estimate the integral.

    Worked example. Find $\displaystyle\int 6\sin^2 x\,dx$.

    Use $\sin^2 x = \tfrac12(1 - \cos 2x)$:

    $$\int 6\sin^2 x\,dx = \int (3 - 3\cos 2x)\,dx = 3x - \tfrac32\sin 2x + C.$$

    Explore

    The area under the curve

    area = ∫ f(x) dx

    The integral still measures area — drag a and b to total the strip under the curve.

    Vocabulary Train
    English Chinese Pinyin
    trapezium rule 梯形法则 tī xíng fǎ zé
    integration by substitution 换元积分 huàn yuán jī fēn
    2.6

    Numerical solution of equations

    Syllabus
    Candidates should be able to: Notes and examples
    • locate approximately a root of an equation, by means of graphical considerations and/or searching for a sign change e.g. finding a pair of consecutive integers between which a root lies.
    • understand the idea of, and use the notation for, a sequence of approximations which converges to a root of an equation
    • understand how a given simple iterative formula of the form $x_{n + 1} = \text{F}(x_n)$ relates to the equation being solved, and use a given iteration, or an iteration based on a given rearrangement of an equation, to determine a root to a prescribed degree of accuracy. Knowledge of the condition for convergence is not included, but an understanding that an iteration may fail to converge is expected.

    Source: Cambridge International syllabus

    Iterating to a root: ride the tangent

    Many equations cannot be solved exactly. Two ideas help you find a root (a solution).

    • Sign change 变号: if $f(a)$ and $f(b)$ have opposite signs (and the graph has no break between them), a root lies between $a$ and $b$.
    • Iteration 迭代: rearrange the equation into the form $x = F(x)$, then use the iterative formula 迭代公式 $x_{n+1} = F(x_n)$. Start from a first guess $x_0$ and repeat. If the values are convergent they settle down and converge 收敛 to a root. Keep going until the answer is steady to the accuracy asked for.
    A curve passing from below the x-axis at a to above it at b
    $f(a)$ and $f(b)$ have opposite signs, so a root is trapped between $a$ and $b$.
    A staircase between the curve y = F(x) and the line y = x closing in on their crossing
    Each step goes up to $y=F(x)$ then across to $y=x$; the staircase closes in on the root.

    Worked example. A root $\beta$ of an equation satisfies $x = \sqrt[3]{-2x - 4.5}$, and $-1.4 < \beta < -1.0$. Use the iteration $x_{n+1} = \sqrt[3]{-2x_n - 4.5}$ with $x_0 = -1.2$.

    $$x_1 = \sqrt[3]{-2(-1.2) - 4.5} = \sqrt[3]{-2.1} = -1.281, \qquad x_2 = \sqrt[3]{-2(-1.281) - 4.5} = -1.247, \quad \ldots$$
    The values settle near $-1.26$, so $\beta = -1.26$ (3 s.f.).

    Explore

    Where is the root?

    y = ax³ + bx² + cx + d

    A root is where the curve crosses zero. A sign change in f(x) traps a root between two x-values.

    Vocabulary Train
    English Chinese Pinyin
    root gēn
    sign change 变号 biàn hào
    iteration 迭代 dié dài
    iterative formula 迭代公式 dié dài gōng shì
    converge 收敛 shōu liǎn
    2.6

    Exam tips

    • Use the laws of logarithms to solve equations; remember $\ln$ and $e^x$ are inverses.
    • For numerical methods, show a sign change to locate a root, set out the iteration clearly, and give the answer to the stated accuracy.
    • Learn the chain, product and quotient rules and identify which the function needs.
    • Solve modulus equations $|f(x)| = g(x)$ by considering both the positive and negative cases, and sketch to check.
  • 3 Pure Mathematics 3

    This handout covers Topic 3: Pure Mathematics 纯数学 3. Subtopics 3.1–3.6 build on the algebra, logarithms, trigonometry, differentiation, integration and numerical methods of Pure Mathematics 2, so this handout explains what is new in Pure 3 and then covers the three big new areas: vectors, differential equations and complex numbers.

    3.1

    Algebra

    Syllabus
    Candidates should be able to: Notes and examples
    • understand the meaning of $|x|$, sketch the graph of $y = |ax + b|$ and use relations such as $|a| = |b| \iff a^2 = b^2$ and $|x - a| < b \iff a - b < x < a + b$ when solving equations and inequalities Graphs of $y = |\text{f}(x)|$ and $y = \text{f}(|x|)$ for non-linear functions $\text{f}$ are not included. e.g. $|3x - 2| = |2x + 7|$, $2x + 5 < |x + 1|$.
    • divide a polynomial, of degree not exceeding 4, by a linear or quadratic polynomial, and identify the quotient and remainder (which may be zero)
    • use the factor theorem and the remainder theorem e.g. to find factors and remainders, solve polynomial equations or evaluate unknown coefficients. Including factors of the form $(ax + b)$ in which the coefficient of $x$ is not unity, and including calculation of remainders.
    • recall an appropriate form for expressing rational functions in partial fractions, and carry out the decomposition, in cases where the denominator is no more complicated than – $(ax + b)(cx + d)(ex + f)$$(ax + b)(cx + d)^2$$(ax + b)(cx^2 + d)$ Excluding cases where the degree of the numerator exceeds that of the denominator
    • use the expansion of $(1 + x)^n$, where $n$ is a rational number and $|x| < 1$. Finding the general term in an expansion is not included. Adapting the standard series to expand e.g. $(2 - \frac{1}{2}x)^{-1}$ is included, and determining the set of values of $x$ for which the expansion is valid in such cases is also included.

    Source: Cambridge International syllabus

    Two new tools join the algebra from Pure 2.

    Partial fractions

    A single fraction with a factorised bottom can be split into a sum of simpler fractions. This is called writing it in partial fractions 部分分式, and it makes a rational function 有理函数 (a fraction of polynomials) easy to integrate or expand. Match the form to the bottom:

    First check the top is lower degree than the bottom. If it is not ("top-heavy"), divide the polynomial first: dividing gives a quotient plus a remainder 余数 over the original bottom, and you split only that remaining proper fraction.

    One fraction with a factorised bottom splits into two simpler fractions One fraction with a factorised bottom splits into a sum of simpler fractions.

    $$\frac{1}{(ax+b)(cx+d)} = \frac{A}{ax+b} + \frac{B}{cx+d}, \qquad \frac{1}{(ax+b)(cx+d)^2} = \frac{A}{ax+b} + \frac{B}{cx+d} + \frac{C}{(cx+d)^2}.$$

    Worked example. Express $\dfrac{x+4}{(x+1)(x-2)}$ in partial fractions.

    Write $\dfrac{x+4}{(x+1)(x-2)} = \dfrac{A}{x+1} + \dfrac{B}{x-2}$, so $x + 4 = A(x-2) + B(x+1)$. Put $x = 2$: $6 = 3B$, so $B = 2$. Put $x = -1$: $3 = -3A$, so $A = -1$. Hence

    $$\frac{x+4}{(x+1)(x-2)} = \frac{2}{x-2} - \frac{1}{x+1}.$$

    The binomial expansion for a rational power

    The binomial expansion 二项展开式 also works when the power is a fraction or is negative, as long as $|x| < 1$:

    $$(1 + x)^n = 1 + nx + \frac{n(n-1)}{2!}x^2 + \frac{n(n-1)(n-2)}{3!}x^3 + \cdots$$
    For example $(1 + x)^{1/2} = 1 + \tfrac12 x - \tfrac18 x^2 + \cdots$ for $|x| < 1$.

    Explore

    Reciprocal curves

    y = a/(x − b) + c

    Partial fractions split a hard fraction into simple reciprocal pieces — each with a vertical and a horizontal asymptote.

    Vocabulary Train
    English Chinese Pinyin
    Pure Mathematics 纯数学 chún shù xué
    partial fractions 部分分式 bù fèn fēn shì
    rational function 有理函数 yǒu lǐ hán shù
    quotient shāng
    remainder 余数 yú shù
    binomial expansion 二项展开式 èr xiàng zhǎn kāi shì
    3.2 3.3 3.6

    Logarithms, trigonometry and numerical methods (from Pure 2)

    Syllabus
    Candidates should be able to: Notes and examples
    understand the relationship between logarithms and indices, and use the laws of logarithms (excluding change of base)
    understand the definition and properties of $e^x$ and $\ln x$, including their relationship as inverse functions and their graphs Including knowledge of the graph of $y = e^{kx}$ for both positive and negative values of $k$.
    use logarithms to solve equations and inequalities in which the unknown appears in indices e.g. $2^x < 5$, $3 \times 2^{3x-1} < 5$, $3^{x+1} = 4^{2x-1}$.
    use logarithms to transform a given relationship to linear form, and hence determine unknown constants by considering the gradient and/or intercept. e.g. $y = kx^n$ gives $\ln y = \ln k + n \ln x$ which is linear in $\ln x$ and $\ln y$. $y = k(a^x)$ gives $\ln y = \ln k + x \ln a$ which is linear in $x$ and $\ln y$.
    Candidates should be able to: Notes and examples
    understand the relationship of the secant, cosecant and cotangent functions to cosine, sine and tangent, and use properties and graphs of all six trigonometric functions for angles of any magnitude
    use trigonometrical identities for the simplification and exact evaluation of expressions, and in the course of solving equations, and select an identity or identities appropriate to the context, showing familiarity in particular with the use of: – $\sec^2 \theta \equiv 1 + \tan^2 \theta$ and $\cosec^2 \theta \equiv 1 + \cot^2 \theta$ – the expansions of $\sin(A \pm B)$, $\cos(A \pm B)$ and $\tan(A \pm B)$ – the formulae for $\sin 2A$, $\cos 2A$ and $\tan 2A$ – the expression of $a \sin \theta + b \cos \theta$ in the forms $R \sin(\theta \pm \alpha)$ and $R \cos(\theta \pm \alpha)$. e.g. simplifying $\cos(x - 30^\circ) - 3 \sin(x - 60^\circ)$. e.g. solving $\tan \theta + \cot \theta = 4$, $2 \sec^2 \theta - \tan \theta = 5$, $3 \cos \theta + 2 \sin \theta = 1$.
    Candidates should be able to: Notes and examples
    • locate approximately a root of an equation, by means of graphical considerations and/or searching for a sign change e.g. finding a pair of consecutive integers between which a root lies.
    • understand the idea of, and use the notation for, a sequence of approximations which converges to a root of an equation
    • understand how a given simple iterative formula of the form $x_{n+1} = \text{F}(x_n)$ relates to the equation being solved, and use a given iteration, or an iteration based on a given rearrangement of an equation, to determine a root to a prescribed degree of accuracy. Knowledge of the condition for convergence is not included, but an understanding that an iteration may fail to converge is expected.

    Source: Cambridge International syllabus

    Iterating to a root: ride the tangent

    Subtopics 3.2, 3.3 and 3.6 are the same skills you met in Pure 2: the laws of logarithms with $e^x$ and $\ln x$; the identities $\sec^2\theta \equiv 1 + \tan^2\theta$ and $\csc^2\theta \equiv 1 + \cot^2\theta$, the compound- and double-angle formulae, and the $R$-form of $a\sin\theta + b\cos\theta$; and solving an equation numerically by a sign change 变号 and an iterative formula 迭代公式 $x_{n+1} = F(x_n)$. Use them exactly as before.

    The three new trig functions are the reciprocals 倒数 of the familiar ones: the secant 正割 $\sec\theta = \dfrac{1}{\cos\theta}$, the cosecant 余割 $\csc\theta = \dfrac{1}{\sin\theta}$, and the cotangent 余切 $\cot\theta = \dfrac{1}{\tan\theta} = \dfrac{\cos\theta}{\sin\theta}$. (Memory aid: match the third letter — sec goes with cosine.) The two Pythagorean identities above come straight from dividing $\sin^2\theta + \cos^2\theta \equiv 1$ by $\cos^2\theta$ or $\sin^2\theta$. For a numerical method, an iteration $x_{n+1}=F(x_n)$ converges 收敛 to the root when successive values get closer together.

    Explore

    The unit circle

    (cos θ, sin θ)

    The R-formula rewrites a sin θ + b cos θ as one wave — and it all lives on this circle.

    Vocabulary Train
    English Chinese Pinyin
    sign change 变号 biàn hào
    iterative formula 迭代公式 dié dài gōng shì
    reciprocals 倒数 dào shǔ
    secant 正割 zhèng gē
    cosecant 余割 yú gē
    cotangent 余切 yú qiē
    converges 收敛 shōu liǎn
    3.4

    Differentiation

    Syllabus
    Candidates should be able to: Notes and examples
    use the derivatives of $e^x$, $\ln x$, $\sin x$, $\cos x$, $\tan x$, $\tan^{-1} x$, together with constant multiples, sums, differences and composites Derivatives of $\sin^{-1} x$ and $\cos^{-1} x$ are not required.
    differentiate products and quotients e.g. $\frac{2x - 4}{3x + 2}$, $x^2 \ln x$, $x e^{1-x^2}$.
    find and use the first derivative of a function which is defined parametrically or implicitly. e.g. $x = t - e^{2t}$, $y = t + e^{2t}$. e.g. $x^2 + y^2 = xy + 7$. Including use in problems involving tangents and normals.

    Source: Cambridge International syllabus

    The methods are those of Pure 2 (the product, quotient and chain rules, with parametric and implicit curves). One derivative is added — the inverse tangent 反正切:

    $$\frac{d}{dx}\tan^{-1} x = \frac{1}{1 + x^2}.$$

    Worked example. Differentiate $y = \tan^{-1}(3x)$.

    Use the chain rule with the result above: $\dfrac{dy}{dx} = \dfrac{1}{1 + (3x)^2} \times 3 = \dfrac{3}{1 + 9x^2}.$

    Explore

    The gradient at a point

    gradient = dy/dx

    Implicit or not, the derivative is still the slope of the tangent — slide the point to see it.

    Vocabulary Train
    English Chinese Pinyin
    inverse tangent 反正切 fǎn zhèng qiè
    Exercise sheet
    3.5

    Integration

    Syllabus
    Candidates should be able to: Notes and examples
    extend the idea of 'reverse differentiation' to include the integration of $e^{ax + b}$, $\frac{1}{ax + b}$, $\sin(ax + b)$, $\cos(ax + b)$, $\sec^2(ax + b)$ and $\frac{1}{x^2 + a^2}$ Including examples such as $\frac{1}{2 + 3x^2}$.
    use trigonometrical relationships in carrying out integration e.g. use of double-angle formulae to integrate $\sin^2 x$ or $\cos^2(2x)$.
    integrate rational functions by means of decomposition into partial fractions Restricted to types of partial fractions as specified in topic 3.1 above.
    recognise an integrand of the form $\frac{k f'(x)}{f(x)}$, and integrate such functions e.g. integration of $\frac{x}{x^2 + 1}$, $\tan x$.
    recognise when an integrand can usefully be regarded as a product, and use integration by parts e.g. integration of $x \sin 2x$, $x^2 e^{-x}$, $\ln x$, $x \tan^{-1} x$.
    use a given substitution to simplify and evaluate either a definite or an indefinite integral. e.g. to integrate $\sin^2 2x \cos x$ using the substitution $u = \sin x$.

    Source: Cambridge International syllabus

    Pure 3 adds several powerful methods.

    • A new standard integral: $\displaystyle\int \frac{1}{x^2 + a^2}\,dx = \frac{1}{a}\tan^{-1}\frac{x}{a} + C$.
    • Partial fractions: split a rational function first, then integrate each piece as a logarithm.
    • The pattern $\dfrac{k\,f'(x)}{f(x)}$: this integrates to $k\ln|f(x)| + C$. For example $\displaystyle\int \frac{2x}{x^2 + 1}\,dx = \ln(x^2 + 1) + C$.
    • Integration by parts 分部积分, used for a product: $\displaystyle\int u\,\frac{dv}{dx}\,dx = uv - \int v\,\frac{du}{dx}\,dx$.
    • Integration by substitution 换元积分: a given change of variable turns a hard integral into an easy one.

    Worked example. Find $\displaystyle\int x\cos x\,dx$.

    Use integration by parts with $u = x$ and $\dfrac{dv}{dx} = \cos x$, so $\dfrac{du}{dx} = 1$ and $v = \sin x$:

    $$\int x\cos x\,dx = x\sin x - \int \sin x\,dx = x\sin x + \cos x + C.$$

    Explore

    The area under the curve

    area = ∫ f(x) dx

    Every integration method just measures this area — drag the limits to total it.

    Vocabulary Train
    English Chinese Pinyin
    Integration by parts 分部积分 fēn bù jī fēn
    Integration by substitution 换元积分 huàn yuán jī fēn
    3.7

    Vectors

    Syllabus
    Candidates should be able to: Notes and examples
    • use standard notations for vectors, i.e. $\begin{pmatrix} x \\ y \end{pmatrix}$, $x\mathbf{i} + y\mathbf{j}$, $\begin{pmatrix} x \\ y \\ z \end{pmatrix}$, $x\mathbf{i} + y\mathbf{j} + z\mathbf{k}$, $\overrightarrow{AB}$, $\mathbf{a}$
    • carry out addition and subtraction of vectors and multiplication of a vector by a scalar, and interpret these operations in geometrical terms e.g. ‘$OABC$ is a parallelogram’ is equivalent to $\overrightarrow{OB} = \overrightarrow{OA} + \overrightarrow{OC}$. The general form of the ratio theorem is not included, but understanding that the midpoint of $AB$ has position vector $\frac{1}{2}(\overrightarrow{OA} + \overrightarrow{OB})$ is expected.
    • calculate the magnitude of a vector, and use unit vectors, displacement vectors and position vectors In 2 or 3 dimensions.
    • understand the significance of all the symbols used when the equation of a straight line is expressed in the form $\mathbf{r} = \mathbf{a} + t\mathbf{b}$, and find the equation of a line, given sufficient information e.g. finding the equation of a line given the position vector of a point on the line and a direction vector, or the position vectors of two points on the line.
    • determine whether two lines are parallel, intersect or are skew, and find the point of intersection of two lines when it exists Calculation of the shortest distance between two skew lines is not required. Finding the equation of the common perpendicular to two skew lines is also not required.
    • use formulae to calculate the scalar product of two vectors, and use scalar products in problems involving lines and points. e.g. finding the angle between two lines, and finding the foot of the perpendicular from a point to a line; questions may involve 3D objects such as cuboids, tetrahedra (pyramids), etc. Knowledge of the vector product is not required.

    Source: Cambridge International syllabus

    A sailing boat with a full spinnaker
    Forces like wind and water are vectors — they have both size and direction.

    A vector 向量 has both size and direction. Write it as a column, or as $x\mathbf{i} + y\mathbf{j} + z\mathbf{k}$, or as $\overrightarrow{AB}$.

    • The magnitude 模长 (length) of $\mathbf{v} = x\mathbf{i} + y\mathbf{j} + z\mathbf{k}$ is $|\mathbf{v}| = \sqrt{x^2 + y^2 + z^2}$.
    • A unit vector 单位向量 has magnitude $1$; divide a vector by its magnitude to make one.
    • A position vector 位置向量 gives a point's place from the origin; a displacement vector 位移向量 $\overrightarrow{AB} = \mathbf{b} - \mathbf{a}$ goes from one point to another. Multiplying by a scalar 标量 (a plain number) stretches a vector.

    Lines and the scalar product

    A straight line through point $\mathbf{a}$ in direction $\mathbf{b}$ has vector equation $\mathbf{r} = \mathbf{a} + t\mathbf{b}$. Two lines may be parallel 平行, may intersect 相交 at a point, or may be skew lines 异面直线 (not parallel and never meeting).

    A line through a point, with the direction vector added once and twice to reach further points
    Start at the point $\mathbf{a}$, then add $t$ copies of the direction $\mathbf{b}$ to reach any point on the line.

    The scalar product 数量积 (dot product) of $\mathbf{a}$ and $\mathbf{b}$ is

    $$\mathbf{a}\cdot\mathbf{b} = a_1 b_1 + a_2 b_2 + a_3 b_3 = |\mathbf{a}|\,|\mathbf{b}|\cos\theta,$$
    where $\theta$ is the angle between them. So $\mathbf{a}\cdot\mathbf{b} = 0$ means the vectors are perpendicular.

    Two vectors from a point with the angle between them and the projection of one onto the other
    The scalar product picks out $|\mathbf{b}|\cos\theta$, how far $\mathbf{b}$ reaches along $\mathbf{a}$.

    Worked example. Find the angle between $\mathbf{a} = \mathbf{i} + 2\mathbf{j} + 2\mathbf{k}$ and $\mathbf{b} = 2\mathbf{i} + 2\mathbf{j} + \mathbf{k}$.

    $$\mathbf{a}\cdot\mathbf{b} = (1)(2) + (2)(2) + (2)(1) = 8, \qquad |\mathbf{a}| = |\mathbf{b}| = 3.$$
    So $\cos\theta = \dfrac{8}{3\times 3} = \dfrac{8}{9}$, giving $\theta = 27.3^\circ$.

    Explore

    Adding vectors and the dot product

    Drag the two vectors. See the resultant (tip-to-tail) and the dot product, which is zero when they are perpendicular.

    Vocabulary Train
    English Chinese Pinyin
    vector 向量 xiàng liàng
    magnitude 模长 mó zhǎng
    unit vector 单位向量 dān wèi xiàng liàng
    position vector 位置向量 wèi zhì xiàng liàng
    displacement vector 位移向量 wèi yí xiàng liàng
    scalar 标量 biāo liàng
    parallel 平行 píng xíng
    intersect 相交 xiāng jiāo
    skew lines 异面直线 yì miàn zhí xiàn
    scalar product 数量积 shù liàng jī
    3.8

    Differential equations

    Syllabus
    Candidates should be able to: Notes and examples
    formulate a simple statement involving a rate of change as a differential equation The introduction and evaluation of a constant of proportionality, where necessary, is included.
    find by integration a general form of solution for a first order differential equation in which the variables are separable Including any of the integration techniques from topic 3.5 above.
    use an initial condition to find a particular solution
    interpret the solution of a differential equation in the context of a problem being modelled by the equation. Where a differential equation is used to model a 'real-life' situation, no specialised knowledge of the context will be required.

    Source: Cambridge International syllabus

    A differential equation 微分方程 links a quantity to its rate of change. To solve a first-order equation whose variables are separable 可分离变量, put all the $y$ terms on one side and all the $x$ terms on the other, then integrate both sides. This gives the general solution 通解, which contains a constant. An initial condition 初始条件 (a known value) fixes the constant and gives the particular solution 特解.

    Worked example. Solve $\dfrac{dy}{dx} = xy$, given that $y = 1$ when $x = 0$.

    Separate the variables and integrate:

    $$\int \frac{1}{y}\,dy = \int x\,dx \;\Rightarrow\; \ln y = \tfrac12 x^2 + c \;\Rightarrow\; y = A e^{x^2/2}.$$
    Using $y = 1$ at $x = 0$ gives $A = 1$, so $y = e^{x^2/2}$.

    A family of curves for different constants, with one curve passing through (0, 1) highlighted
    The constant $A$ gives a whole family of curves; the condition $y=1$ at $x=0$ selects $y=e^{x^2/2}$.
    Explore

    A slope field

    Each little line shows the gradient $\frac{dy}{dx}$ there. A solution curve follows the arrows — change the starting point to see a different one.

    Vocabulary Train
    English Chinese Pinyin
    differential equation 微分方程 wēi fēn fāng chéng
    separable 可分离变量 kě fēn lí biàn liàng
    general solution 通解 tōng jiě
    initial condition 初始条件 chū shǐ tiáo jiàn
    particular solution 特解 tè jiě
    3.9

    Complex numbers

    Syllabus
    Candidates should be able to: Notes and examples
    understand the idea of a complex number, recall the meaning of the terms real part, imaginary part, modulus, argument, conjugate, and use the fact that two complex numbers are equal if and only if both real and imaginary parts are equal Notations $\text{Re } z$, $\text{Im } z$, $|z|$, $\arg z$, $z^*$ should be known. The argument of a complex number will usually refer to an angle $\theta$ such that $-\pi < \theta \leqslant \pi$, but in some cases the interval $0 \leqslant \theta < 2\pi$ may be more convenient. Answers may use either interval unless the question specifies otherwise.
    carry out operations of addition, subtraction, multiplication and division of two complex numbers expressed in Cartesian form $x + \text{i}y$ For calculations involving multiplication or division, full details of the working should be shown.
    use the result that, for a polynomial equation with real coefficients, any non-real roots occur in conjugate pairs e.g. in solving a cubic or quartic equation where one complex root is given.
    represent complex numbers geometrically by means of an Argand diagram
    carry out operations of multiplication and division of two complex numbers expressed in polar form $r(\cos \theta + \text{i}\sin \theta) \equiv r\text{e}^{\text{i}\theta}$ Including the results $|z_1 z_2| = |z_1||z_2|$ and $\arg(z_1 z_2) = \arg(z_1) + \arg(z_2)$, and corresponding results for division.
    find the two square roots of a complex number e.g. the square roots of $5 + 12\text{i}$ in exact Cartesian form. Full details of the working should be shown.
    understand in simple terms the geometrical effects of conjugating a complex number and of adding, subtracting, multiplying and dividing two complex numbers
    illustrate simple equations and inequalities involving complex numbers by means of loci in an Argand diagram e.g. $|z - a| < k$, $|z - a| = |z - b|$, $\arg(z - a) = \alpha$.

    Source: Cambridge International syllabus

    Multiplying complex numbers: lengths multiply, angles add
    Multiplying by i is a rotation
    A head of Romanesco broccoli
    Self-similar patterns like Romanesco arise from iterating functions in the complex plane.

    A complex number 复数 has the form $z = x + iy$, where $i^2 = -1$. Here $x$ is the real part 实部 and $y$ is the imaginary part 虚部. This $x + iy$ is the Cartesian form 直角坐标形式. Two complex numbers are equal only when their real parts match and their imaginary parts match.

    • The conjugate 共轭 of $z = x + iy$ is $z^* = x - iy$. For a polynomial with real coefficients, any non-real roots come in conjugate pairs.
    • The modulus is $|z| = \sqrt{x^2 + y^2}$ (its distance from the origin) and the argument 辐角 is the angle the point makes, measured from the positive real axis.
    • You can plot $z$ as a point on an Argand diagram 阿干图 (the complex plane).
    • The polar form 极坐标形式 is $z = r(\cos\theta + i\sin\theta) = re^{i\theta}$, where $r = |z|$ and $\theta$ is the argument. Multiplying multiplies the moduli and adds the arguments.
    • The loci of points satisfying a condition on $z$ are drawn on the Argand diagram — e.g. $|z - a| = r$ is a circle, $|z - a| = |z - b|$ a perpendicular bisector, and $\arg(z - a) = \theta$ a half-line. The square roots of a complex number come from solving $w^2 = z$.
    A complex number plotted on the real-imaginary plane with its modulus, argument and conjugate
    On the Argand diagram $|z|$ is the distance from $O$, $\arg z$ the angle, and $z^{*}$ the reflection in the real axis.

    To divide, multiply top and bottom by the conjugate of the bottom.

    Worked example. Write $\dfrac{3 + i}{1 - i}$ in the form $x + iy$.

    $$\frac{3 + i}{1 - i} = \frac{(3 + i)(1 + i)}{(1 - i)(1 + i)} = \frac{3 + 3i + i + i^2}{1 + 1} = \frac{2 + 4i}{2} = 1 + 2i.$$

    An equation or inequality in $z$ describes a locus 轨迹 (a path or region) on the Argand diagram. For example $|z - a| = r$ is a circle of radius $r$ centred at $a$.

    A circle on the Argand plane, centred at the point a with every point a distance r from a
    $|z-a|=r$ is the set of points a fixed distance $r$ from $a$ — a circle.
    Explore

    The Argand diagram

    Drag the point. A complex number $a + bi$ is a point on the plane; its modulus is the distance from the origin and its argument is the angle.

    Vocabulary Train
    English Chinese Pinyin
    complex number 复数 fù shù
    real part 实部 shí bù
    imaginary part 虚部 xū bù
    Cartesian form 直角坐标形式 zhí jiǎo zuò biāo xíng shì
    conjugate 共轭 gòng è
    modulus
    argument 辐角 fú jiǎo
    Argand diagram 阿干图 ā gàn tú
    polar form 极坐标形式 jí zuò biāo xíng shì
    locus 轨迹 guǐ jì
    3.9

    Exam tips

    • Split a rational function into partial fractions before integrating or expanding.
    • Choose the right integration technique (substitution, by parts, or partial fractions) from the form of the integrand.
    • Use the scalar (dot) product for the angle between vectors and to test for perpendicularity; write a line as $\mathbf{r} = \mathbf{a} + t\mathbf{b}$.
    • Give complex numbers in the form asked for (Cartesian or modulus-argument) and show them on an Argand diagram.
  • 4 Mechanics

    This handout covers Topic 4: Mechanics 力学. It studies how forces make objects move. Throughout this topic, take the acceleration of free fall as $g = 10\ \text{m s}^{-2}$.

    4.1

    Forces and equilibrium

    Syllabus
    Candidates should be able to: Notes and examples
    identify the forces acting in a given situation e.g. by drawing a force diagram.
    understand the vector nature of force, and find and use components and resultants Calculations are always required, not approximate solutions by scale drawing.
    use the principle that, when a particle is in equilibrium, the vector sum of the forces acting is zero, or equivalently, that the sum of the components in any direction is zero Solutions by resolving are usually expected, but equivalent methods (e.g. triangle of forces, Lami's Theorem, where suitable) are also acceptable; these other methods are not required knowledge, and will not be referred to in questions.
    understand that a contact force between two surfaces can be represented by two components, the normal component and the frictional component
    use the model of a 'smooth' contact, and understand the limitations of this model
    understand the concepts of limiting friction and limiting equilibrium, recall the definition of coefficient of friction, and use the relationship $F = \mu R$ or $F \leqslant \mu R$, as appropriate Terminology such as 'about to slip' may be used to mean 'in limiting equilibrium' in questions.
    use Newton's third law. e.g. the force exerted by a particle on the ground is equal and opposite to the force exerted by the ground on the particle.

    Source: Cambridge International syllabus

    A force is a push or a pull. It is a vector, so it has size and direction. Because it is a vector, you can split a force into components 分量 (usually horizontal and vertical), and you can add several forces into one resultant 合力.

    A force arrow resolved into a horizontal and a vertical component forming a right triangle
    A force at angle $\theta$ has a horizontal part $F\cos\theta$ and a vertical part $F\sin\theta$.

    A particle is in equilibrium 平衡 when the forces are balanced: the vector sum of the forces is zero. In practice this means the components in any direction add to zero.

    A climber hanging from a rope on a steep sea cliff, held away from the rock face
    Every mechanics problem is a picture like this. Three forces act on the climber — weight straight down, tension along the rope, and a push from the rock — and because they balance, the climber hangs still in equilibrium. Resolving each into horizontal and vertical parts turns the picture into equations

    Friction

    When two surfaces touch, the contact force 接触力 between them has two parts: the normal reaction 法向反作用力 $R$, at right angles to the surface, and the friction 摩擦力 $F$, along the surface, which opposes sliding. A "smooth" surface is a model with no friction.

    Friction can only grow up to a maximum. At that maximum the body is in limiting equilibrium 极限平衡, about to slip, and the friction is limiting friction 最大静摩擦力. The maximum is set by the coefficient of friction 摩擦系数 $\mu$:

    $$F \leqslant \mu R, \qquad \text{with } F = \mu R \text{ at the point of slipping}.$$

    A block on a rough surface with normal reaction up, weight down, an applied pull and friction
    On a rough surface the contact force splits into the normal reaction $R$ and friction $F$ (at most $\mu R$).

    By Newton's third law 牛顿第三定律, the two surfaces push on each other with equal and opposite forces.

    Worked example. A block of weight $20\text{ N}$ rests on a rough horizontal table with coefficient of friction $\mu = 0.4$. Find the largest horizontal force that can be applied before the block slides.

    The table's normal reaction balances the weight, so $R = 20\text{ N}$. The block is on the point of slipping when friction reaches its maximum $F = \mu R = 0.4 \times 20 = 8\text{ N}$. In equilibrium the applied force equals the friction, so the largest force it can resist is $8\text{ N}$.

    Explore

    Adding forces

    resultant = a + b

    Forces add tip-to-tail. They are in equilibrium when the resultant is zero.

    Vocabulary Train
    English Chinese Pinyin
    Mechanics 力学 lì xué
    force
    components 分量 fèn liàng
    resultant 合力 hé lì
    equilibrium 平衡 píng héng
    contact force 接触力 jiē chù lì
    normal reaction 法向反作用力 fǎ xiàng fǎn zuò yòng lì
    friction 摩擦力 mó cā lì
    limiting friction 最大静摩擦力 zuì dà jìng mó cā lì
    coefficient of friction 摩擦系数 mó cā xì shù
    Newton's third law 牛顿第三定律 niú dùn dì sān dìng lǜ
    limiting equilibrium 极限平衡 jí xiàn píng héng
    4.2

    Kinematics of motion in a straight line

    Syllabus
    Candidates should be able to: Notes and examples
    understand the concepts of distance and speed as scalar quantities, and of displacement, velocity and acceleration as vector quantities Restricted to motion in one dimension only. The term 'deceleration' may sometimes be used in the context of decreasing speed.
    sketch and interpret displacement–time graphs and velocity–time graphs, and in particular appreciate that – the area under a velocity–time graph represents displacement, – the gradient of a displacement–time graph represents velocity, – the gradient of a velocity–time graph represents acceleration
    use differentiation and integration with respect to time to solve simple problems concerning displacement, velocity and acceleration Calculus required is restricted to techniques from the content for Paper 1: Pure Mathematics 1.
    use appropriate formulae for motion with constant acceleration in a straight line. Questions may involve setting up more than one equation, using information about the motion of different particles.

    Source: Cambridge International syllabus

    Distance 距离 and speed 速率 are scalars (size only). Displacement 位移, velocity 速度 and acceleration 加速度 are vectors (size and direction).

    On a velocity-time graph 速度时间图, the area under the graph is the displacement and the gradient is the acceleration (a negative acceleration is a deceleration 减速度). On a displacement-time graph, the gradient is the velocity. More generally, differentiate with respect to time to go from displacement to velocity to acceleration, and integrate to go back.

    A velocity-time graph that rises, stays flat, then falls, with the area beneath it shaded
    The shaded area gives the distance travelled; the slope of the line gives the acceleration.

    For motion with constant acceleration 匀加速, use these formulae (the "suvat" equations):

    $$v = u + at, \qquad s = ut + \tfrac12 at^2, \qquad v^2 = u^2 + 2as, \qquad s = \tfrac12(u + v)t.$$

    Worked example. A car starts from rest and accelerates at $2.5\ \text{m s}^{-2}$ for $4\ \text{s}$. Find its speed and the distance travelled.

    $$v = 0 + 2.5\times 4 = 10\ \text{m s}^{-1}, \qquad s = 0 + \tfrac12(2.5)(4^2) = 20\ \text{m}.$$

    Explore

    Velocity–time graph

    Change the start velocity and acceleration. The gradient is the acceleration; the area under the line is the displacement.

    Vocabulary Train
    English Chinese Pinyin
    distance 距离 jù lí
    speed 速率 sù lǜ
    displacement 位移 wèi yí
    velocity 速度 sù dù
    acceleration 加速度 jiā sù dù
    velocity-time graph 速度时间图 sù dù shí jiān tú
    constant acceleration 匀加速 yún jiā sù
    deceleration 减速度 jiǎn sù dù
    4.3

    Momentum

    Syllabus
    Candidates should be able to: Notes and examples
    use the definition of linear momentum and show understanding of its vector nature For motion in one dimension only.
    use conservation of linear momentum to solve problems that may be modelled as the direct impact of two bodies. Including direct impact of two bodies where the bodies coalesce on impact. Knowledge of impulse and the coefficient of restitution is not required.

    Source: Cambridge International syllabus

    A Newton's cradle with steel balls
    A Newton's cradle demonstrates conservation of momentum in collisions.

    The linear momentum 动量 of a body is $\text{mass} \times \text{velocity}$. It is a vector. In a direct collision of two bodies, the total momentum is unchanged. This is the conservation of linear momentum 动量守恒:

    $$m_1 u_1 + m_2 u_2 = m_1 v_1 + m_2 v_2.$$

    Two bodies before a collision and stuck together moving after it
    The total momentum is the same before and after the collision.

    Worked example. A body of mass $2\ \text{kg}$ moving at $3\ \text{m s}^{-1}$ hits a stationary body of mass $1\ \text{kg}$, and they stick together. Find their common speed afterwards.

    $$2(3) + 1(0) = (2 + 1)v \;\Rightarrow\; v = \frac{6}{3} = 2\ \text{m s}^{-1}.$$

    Explore

    A collision

    Set each mass and speed and collide them. Total momentum stays the same before and after.

    Vocabulary Train
    English Chinese Pinyin
    momentum 动量 dòng liàng
    conservation of momentum 动量守恒 dòng liàng shǒu héng
    4.4

    Newton's laws of motion

    Syllabus
    Candidates should be able to: Notes and examples
    • apply Newton’s laws of motion to the linear motion of a particle of constant mass moving under the action of constant forces, which may include friction, tension in an inextensible string and thrust in a connecting rod If any other forces resisting motion are to be considered (e.g. air resistance) this will be indicated in the question.
    • use the relationship between mass and weight $W = mg$. In this component, questions are mainly numerical, and use of the approximate numerical value $10\text{ (ms}^{-2}\text{)}$ for $g$ is expected.
    • solve simple problems which may be modelled as the motion of a particle moving vertically or on an inclined plane with constant acceleration Including, for example, motion of a particle on a rough plane where the acceleration while moving up the plane is different from the acceleration while moving down the plane.
    • solve simple problems which may be modelled as the motion of connected particles. e.g. particles connected by a light inextensible string passing over a smooth pulley, or a car towing a trailer by means of either a light rope or a light rigid tow-bar.

    Source: Cambridge International syllabus

    Newton's laws of motion 牛顿运动定律 connect force and acceleration. The key one is: resultant force $=$ mass 质量 $\times$ acceleration,

    $$F = ma.$$
    The weight 重力 of a body is the force of gravity on it: $W = mg$. Forces in a problem may include weight, friction, tension 张力 in a string, the thrust 推力 (push) in a rod, and air resistance 空气阻力.

    For motion on an inclined plane 斜面, split each force into a part along the slope and a part at right angles to it, then apply $F = ma$ along the slope. For connected particles 连接质点 (joined by a string), apply $F = ma$ to each body, or to the whole system.

    A block on a slope with weight, normal reaction, tension up the slope and friction down it
    On a slope, resolve the forces along the slope and at right angles to it.

    Worked example. A block of mass $12\ \text{kg}$ is pulled up a rough plane by a rope parallel to the slope. The plane is at $20^\circ$ to the horizontal, the coefficient of friction is $0.4$, and the acceleration is $2\ \text{m s}^{-2}$. Find the tension in the rope.

    The normal reaction is $R = mg\cos 20^\circ = 120\cos 20^\circ = 112.8\ \text{N}$, so the friction is $F = \mu R = 0.4 \times 112.8 = 45.1\ \text{N}$. Along the slope, $T - mg\sin 20^\circ - F = ma$:

    $$T = ma + mg\sin 20^\circ + F = 12(2) + 120\sin 20^\circ + 45.1 = 24 + 41.0 + 45.1 = 110\ \text{N (3 s.f.)}.$$

    Explore

    Resultant force

    F = ma

    The resultant force sets the acceleration. Balanced forces ⇒ no acceleration.

    Vocabulary Train
    English Chinese Pinyin
    Newton's laws of motion 牛顿运动定律 niú dùn yùn dòng dìng lǜ
    mass 质量 zhì liàng
    weight 重力 zhòng lì
    tension 张力 zhāng lì
    inclined plane 斜面 xié miàn
    connected particles 连接质点 lián jiē zhì diǎn
    thrust 推力 tuī lì
    air resistance 空气阻力 kōng qì zǔ lì
    4.5

    Energy, work and power

    Syllabus
    Candidates should be able to: Notes and examples
    • understand the concept of the work done by a force, and calculate the work done by a constant force when its point of application undergoes a displacement not necessarily parallel to the force $W = Fd \cos \theta$; Use of the scalar product is not required.
    • understand the concepts of gravitational potential energy and kinetic energy, and use appropriate formulae
    • understand and use the relationship between the change in energy of a system and the work done by the external forces, and use in appropriate cases the principle of conservation of energy Including cases where the motion may not be linear (e.g. a child on a smooth curved ‘slide’), where only overall energy changes need to be considered.
    • use the definition of power as the rate at which a force does work, and use the relationship between power, force and velocity for a force acting in the direction of motion Including calculation of (average) power as
    $$\frac{\text{Work done}}{\text{Time taken}}$$
    $P = Fv$.
    • solve problems involving, for example, the instantaneous acceleration of a car moving on a hill against a resistance.

    Source: Cambridge International syllabus

    A roller coaster with a vertical loop
    A roller coaster trades potential energy for kinetic energy as it rises and falls.

    The work done by a constant force is the scalar product of force and displacement — the force times the distance moved in the direction of the force: $W = Fd\cos\theta$, where $\theta$ is the angle between the force and the motion. Work is measured in joules (J).

    Energy comes in forms you can calculate:

    • Kinetic energy 动能 (energy of movement): $\text{KE} = \tfrac12 mv^2$.
    • Gravitational potential energy 重力势能 (energy of height): $\text{PE} = mgh$.

    The work done by the outside forces equals the change in the total energy. When no friction acts, the total energy stays the same — the conservation of energy 能量守恒.

    Power 功率 is the rate of doing work. For a force pulling in the direction of motion, $P = Fv$ (power $=$ force $\times$ velocity). Power is measured in watts (W).

    Worked example. A car engine works at $12\ \text{kW}$ while the car moves at $20\ \text{m s}^{-1}$ on a level road. Find the driving force.

    $$P = Fv \;\Rightarrow\; F = \frac{P}{v} = \frac{12000}{20} = 600\ \text{N}.$$

    Explore

    Conservation of energy

    Drop the object and watch energy change form. With no friction, GPE + KE stays constant the whole way down.

    Vocabulary Train
    English Chinese Pinyin
    work done gōng
    kinetic energy 动能 dòng néng
    gravitational potential energy 重力势能 zhòng lì shì néng
    conservation of energy 能量守恒 néng liàng shǒu héng
    power 功率 gōng lǜ
    4.5

    Exam tips

    • Draw a clear force diagram and resolve into perpendicular components; for equilibrium, each direction sums to zero.
    • Use SUVAT only for constant acceleration and keep a consistent positive direction.
    • Apply $F = ma$ along the direction of motion, including friction ($F = \mu R$) on a rough surface.
    • State your assumptions (light inextensible string, smooth pulley, particle) — they are often worth a mark.
  • 5 Probability & Statistics 1

    This handout covers Topic 5: Probability & Statistics 概率统计 1. It is about describing data, counting choices, and working out the chance of events.

    5.1

    Representation of data

    Syllabus
    Candidates should be able to: Notes and examples
    • select a suitable way of presenting raw statistical data, and discuss advantages and/or disadvantages that particular representations may have
    • draw and interpret stem-and-leaf diagrams, box-and-whisker plots, histograms and cumulative frequency graphs Including back-to-back stem-and-leaf diagrams.
    • understand and use different measures of central tendency (mean, median, mode) and variation (range, interquartile range, standard deviation) e.g. in comparing and contrasting sets of data.
    • use a cumulative frequency graph e.g. to estimate medians, quartiles, percentiles, the proportion of a distribution above (or below) a given value, or between two values.
    • calculate and use the mean and standard deviation of a set of data (including grouped data) either from the data itself or from given totals $\Sigma x$ and $\Sigma x^2$, or coded totals $\Sigma(x - a)$ and $\Sigma(x - a)^2$, and use such totals in solving problems which may involve up to two data sets.

    Source: Cambridge International syllabus

    Choose a diagram that suits the data. You should be able to draw and read:

    • a stem-and-leaf diagram 茎叶图 (keeps the original values and shows the shape); two data sets are compared with a back-to-back 背靠背 version – a shared central stem, one set's leaves increasing to the left and the other's to the right, so you can compare their medians and spreads at a glance;
    • a box-and-whisker plot 箱线图 (shows the lowest value, the three quartiles, and the highest value);
    • a histogram 直方图 (for grouped data, where the area of each bar shows the frequency);
    • a cumulative frequency 累积频数 graph (running totals, used to estimate the median and quartiles).
    An S-shaped cumulative frequency curve with dashed lines reading the median off at half the total frequency
    A cumulative frequency curve is S-shaped; read the median across from half the total frequency, and the quartiles from one and three quarters
    A box-and-whisker plot with whiskers to the lowest and highest values and a box of quartiles
    The box spans the quartiles $Q_1$ to $Q_3$; the whiskers reach the lowest and highest values.

    Averages and spread

    A measure of central tendency 集中趋势 is a single "middle" value:

    • the mean 平均数 $\bar{x} = \dfrac{\sum x}{n}$ (the average);
    • the median 中位数 (the middle value when the data is in order);
    • the mode 众数 (the most common value).

    A measure of variation 离散程度 shows how spread out the data is:

    • the range (of data) 极差 (highest $-$ lowest);
    • the interquartile range 四分位距 (upper quartile $-$ lower quartile);
    • the standard deviation 标准差 $\sigma = \sqrt{\dfrac{\sum x^2}{n} - \bar{x}^2}$.

    You often work from the totals $\sum x$ and $\sum x^2$. The square of the standard deviation is the variance 方差.

    Worked example. For $10$ values, $\sum x = 50$ and $\sum x^2 = 300$. Find the mean and standard deviation.

    $$\bar{x} = \frac{50}{10} = 5, \qquad \sigma = \sqrt{\frac{300}{10} - 5^2} = \sqrt{30 - 25} = \sqrt{5} = 2.24.$$

    Coding 编码 makes big numbers easier. Replace each value by $t=x-a$ for a convenient assumed mean 假定平均数 $a$. Then $\bar{x}=a+\bar{t}$, while the standard deviation is unchanged (shifting every value does not spread the data). So from the coded totals $\sum(x-a)$ and $\sum(x-a)^2$ you get $\bar x$ and $\sigma$ directly, and two data sets can be compared through their coded totals.

    Explore

    Spread and the bell

    P(−k < Z < k)

    Spread is measured in standard deviations — about 68% of data lies within 1 sd, 95% within 2.

    Vocabulary Train
    English Chinese Pinyin
    stem-and-leaf diagram 茎叶图 jīng yè tú
    back-to-back 背靠背 bèi kào bèi
    box-and-whisker plot 箱线图 xiāng xiàn tú
    histogram 直方图 zhí fāng tú
    cumulative frequency 累积频数 lěi jī pín shuò
    measure of central tendency 集中趋势 jí zhōng qū shì
    mean 平均数 píng jūn shù
    median 中位数 zhōng wèi shù
    mode 众数 zhòng shù
    variation 离散程度 lí sàn chéng dù
    range (of data) 极差 jí chà
    interquartile range 四分位距 sì fēn wèi jù
    standard deviation 标准差 biāo zhǔn chà
    variance 方差 fāng chà
    Coding 编码 biān mǎ
    assumed mean 假定平均数 jiǎ dìng píng jūn shù
    central tendency 集中趋势 jí zhōng qū shì
    Exercise sheet
    5.2

    Permutations and combinations

    Syllabus
    Candidates should be able to: Notes and examples
    • understand the terms permutation and combination, and solve simple problems involving selections
    • solve problems about arrangements of objects in a line, including those involving – repetition (e.g. the number of ways of arranging the letters of the word ‘NEEDLESS’) – restriction (e.g. the number of ways several people can stand in a line if two particular people must, or must not, stand next to each other). Questions may include cases such as people sitting in two (or more) rows. Questions about objects arranged in a circle will not be included.

    Source: Cambridge International syllabus

    A permutation 排列 is an arrangement where order matters; a combination 组合 is a selection where order does not matter. The numbers are

    $${}^nP_r = \frac{n!}{(n-r)!}, \qquad {}^nC_r = \binom{n}{r} = \frac{n!}{r!\,(n-r)!}.$$
    To arrange objects in a line when some are repeated, divide by the factorial of each repeat count.

    Permutation: order matters (AB ≠ BA). Combination: order does not matter ({A,B} = {B,A})
    Order matters for a permutation, but not for a combination

    Worked example. How many different arrangements are there of the letters of the word NEEDLESS?

    There are $8$ letters, with E repeated $3$ times and S repeated $2$ times:

    $$\frac{8!}{3!\,2!} = \frac{40320}{6 \times 2} = 3360.$$

    Arranging 3 of 4 objects: 4×3×2 = 24 = ⁴P₃; combinations divide by r!
    nPr = n!/(n−r)!; nCr = nPr/r!
    Explore

    Permutation or combination lab

    Choose whether order matters in a counting problem.

    Vocabulary Train
    English Chinese Pinyin
    permutation 排列 pái liè
    combination 组合 zǔ hé
    5.3

    Probability

    Syllabus
    Candidates should be able to: Notes and examples
    evaluate probabilities in simple cases by means of enumeration of equiprobable elementary events, or by calculation using permutations or combinations e.g. the total score when two fair dice are thrown. e.g. drawing balls at random from a bag containing balls of different colours.
    use addition and multiplication of probabilities, as appropriate, in simple cases Explicit use of the general formula $\text{P}(A \cup B) = \text{P}(A) + \text{P}(B) - \text{P}(A \cap B)$ is not required.
    understand the meaning of exclusive and independent events, including determination of whether events $A$ and $B$ are independent by comparing the values of $\text{P}(A \cap B)$ and $\text{P}(A) \times \text{P}(B)$
    calculate and use conditional probabilities in simple cases. e.g. situations that can be represented by a sample space of equiprobable elementary events, or a tree diagram. The use of $\text{P}(A|B) = \frac{\text{P}(A \cap B)}{\text{P}(B)}$ may be required in simple cases.

    Source: Cambridge International syllabus

    An assortment of polyhedral dice
    Dice: a familiar starting point for probability.

    Find a probability by counting equally likely outcomes, or by using permutations and combinations. Combine probabilities with these rules:

    • addition for "or": $P(A \cup B) = P(A) + P(B) - P(A \cap B)$;
    • multiplication for "and" when events are independent: $P(A \cap B) = P(A)\,P(B)$.
    Two overlapping circles inside a rectangle, with the overlap shaded as the intersection
    The overlap of the two circles is $A\cap B$; the addition rule subtracts it once so it is not counted twice.

    Two events are mutually exclusive events 互斥事件 if they cannot both happen, and independent events 独立事件 if one happening does not change the chance of the other. To test independence, check whether $P(A \cap B) = P(A)\times P(B)$. A conditional probability 条件概率 is the chance of $A$ given that $B$ has happened: $P(A \mid B) = \dfrac{P(A \cap B)}{P(B)}$.

    Worked example. Events have $P(A) = 0.5$, $P(B) = 0.4$ and $P(A \cap B) = 0.2$. Are $A$ and $B$ independent?

    Test: $P(A)\times P(B) = 0.5 \times 0.4 = 0.2 = P(A \cap B)$. The values are equal, so $A$ and $B$ are independent.

    Explore

    Conditional probability

    Change the probabilities and read the tree. This is how P(A and B) and conditional probability fit together.

    Vocabulary Train
    English Chinese Pinyin
    mutually exclusive events 互斥事件 hù chì shì jiàn
    independent events 独立事件 dú lì shì jiàn
    conditional probability 条件概率 tiáo jiàn gài lǜ
    5.4

    Discrete random variables

    Syllabus
    Candidates should be able to: Notes and examples
    draw up a probability distribution table relating to a given situation involving a discrete random variable $X$, and calculate $\text{E}(X)$ and $\text{Var}(X)$
    use formulae for probabilities for the binomial and geometric distributions, and recognise practical situations where these distributions are suitable models Including the notations $\text{B}(n, p)$ and $\text{Geo}(p)$. $\text{Geo}(p)$ denotes the distribution in which $p_r = p(1 - p)^{r-1}$ for $r = 1, 2, 3, \dots$.
    use formulae for the expectation and variance of the binomial distribution and for the expectation of the geometric distribution. Proofs of formulae are not required.

    Source: Cambridge International syllabus

    A discrete random variable 离散型随机变量 $X$ takes separate values, each with a probability. List them in a probability distribution table 概率分布表; the probabilities must add to $1$. Then the expectation 期望 (mean) and variance are

    $$E(X) = \sum x\,P(X = x), \qquad \mathrm{Var}(X) = \sum x^2\,P(X = x) - \big(E(X)\big)^2.$$

    Two special models:

    • the binomial distribution 二项分布 $X \sim B(n, p)$, for the number of successes in $n$ independent trials: $P(X = r) = \binom{n}{r}p^r(1-p)^{n-r}$, with $E(X) = np$ and $\mathrm{Var}(X) = np(1-p)$;
    • the geometric distribution 几何分布, for the trial on which the first success happens: $P(X = r) = (1-p)^{r-1}p$, with $E(X) = \dfrac{1}{p}$.

    Worked example. $X \sim B(10, 0.3)$. Find $P(X = 2)$ and $E(X)$.

    $$P(X = 2) = \binom{10}{2}(0.3)^2(0.7)^8 = 45 \times 0.09 \times 0.05765 = 0.233, \qquad E(X) = 10 \times 0.3 = 3.$$

    A bar chart of the binomial distribution B(10, 0.3) with the mean marked at 3
    The distribution $B(10,0.3)$: each bar is $P(X=r)$, clustered around the mean $np=3$.
    Explore

    A discrete distribution

    Change n and p for a binomial distribution and watch the bars — the probability of each number of successes.

    Vocabulary Train
    English Chinese Pinyin
    discrete random variable 离散型随机变量 lí sàn xíng suí jī biàn liàng
    probability distribution table 概率分布表 gài lǜ fēn bù biǎo
    expectation 期望 qī wàng
    binomial distribution 二项分布 èr xiàng fēn bù
    geometric distribution 几何分布 jǐ hé fēn bù
    5.5

    The normal distribution

    Syllabus
    Candidates should be able to: Notes and examples
    understand the use of a normal distribution to model a continuous random variable, and use normal distribution tables Sketches of normal curves to illustrate distributions or probabilities may be required.
    solve problems concerning a variable $X$, where $X \sim N(\mu, \sigma^2)$, including: – finding the value of $P(X > x_1)$, or a related probability, given the values of $x_1$, $\mu$, $\sigma$. – finding a relationship between $x_1$, $\mu$ and $\sigma$ given the value of $P(X > x_1)$ or a related probability For calculations involving standardisation, full details of the working should be shown. e.g. $Z = \frac{(X - \mu)}{\sigma}$
    recall conditions under which the normal distribution can be used as an approximation to the binomial distribution, and use this approximation, with a continuity correction, in solving problems. $n$ sufficiently large to ensure that both $np > 5$ and $nq > 5$.

    Source: Cambridge International syllabus

    The 68-95-99.7 rule
    A Galton board with balls forming a bell shape
    A Galton board: balls falling through pins pile up into the bell-shaped normal distribution.

    The normal distribution 正态分布 models a continuous random variable 连续型随机变量 with a symmetric bell shape. Write $X \sim N(\mu, \sigma^2)$, where $\mu$ is the mean and $\sigma$ is the standard deviation. To use the tables, by standardisation 标准化 convert to the variable $Z \sim N(0, 1)$:

    $$Z = \frac{X - \mu}{\sigma}.$$

    Then $P(X < x) = P\!\left(Z < \dfrac{x - \mu}{\sigma}\right)$, which you read from the normal table $\Phi$.

    A symmetric bell curve centred on the mean with the area up to a value x shaded
    A normal probability is an area under the bell curve; standardizing rescales it to $Z\sim N(0,1)$.

    The normal distribution is also a good approximation 近似 to the binomial when $n$ is large. Because you replace a discrete variable by a continuous one, apply a continuity correction 连续性校正 (adjust by $0.5$).

    The bars of a binomial distribution with a matching normal curve drawn over them
    When $n$ is large the binomial bars follow a normal curve of the same mean and variance.

    Worked example. Bags of rice have mass $X \sim N(\mu, 0.14^2)$. Given that $P(X < 1.48) = 0.22$, find $\mu$.

    From the table, $P(Z < z) = 0.22$ gives $z = -0.772$. So

    $$\frac{1.48 - \mu}{0.14} = -0.772 \;\Rightarrow\; \mu = 1.48 + 0.772 \times 0.14 = 1.59\ \text{kg (3 s.f.)}.$$

    Explore

    The normal distribution

    Shade the area to find a probability. A z-value measures how many standard deviations a point is from the mean.

    Vocabulary Train
    English Chinese Pinyin
    normal distribution 正态分布 zhèng tài fēn bù
    continuous random variable 连续型随机变量 lián xù xíng suí jī biàn liàng
    standardisation 标准化 biāo zhǔn huà
    approximation 近似 jìn sì
    continuity correction 连续性校正 lián xù xìng jiào zhèng
    Probability & Statistics 概率统计 gài lǜ tǒng jì
    Exercise sheet
    5.5

    Exam tips

    • Decide whether order matters: permutations ($^nP_r$) when it does, combinations ($^nC_r$) when it does not.
    • For a discrete random variable, check the probabilities sum to $1$ and use $E(X) = \sum x\,P(X=x)$.
    • For the normal distribution, standardise with $z = (x - \mu)/\sigma$, sketch and shade, then read the table.
    • Apply a continuity correction when approximating a discrete variable by the normal.
  • 6 Probability & Statistics 2

    This handout covers Topic 6: Probability & Statistics 概率统计 2. It adds the Poisson model, combining random variables, continuous distributions, and the ideas of estimation and testing.

    6.1

    The Poisson distribution

    Syllabus
    Candidates should be able to: Notes and examples
    • use formulae to calculate probabilities for the distribution $\text{Po}(\lambda)$
    • use the fact that if $X \sim \text{Po}(\lambda)$ then the mean and variance of $X$ are each equal to $\lambda$ Proofs are not required.
    • understand the relevance of the Poisson distribution to the distribution of random events, and use the Poisson distribution as a model
    • use the Poisson distribution as an approximation to the binomial distribution where appropriate The conditions that $n$ is large and $p$ is small should be known; $n > 50$ and $np < 5$, approximately.
    • use the normal distribution, with continuity correction, as an approximation to the Poisson distribution where appropriate. The condition that $\lambda$ is large should be known; $\lambda > 15$, approximately.

    Source: Cambridge International syllabus

    People waiting in a queue at a terminal
    People arriving at random in a queue follow a Poisson distribution.

    The Poisson distribution 泊松分布 $X \sim \mathrm{Po}(\lambda)$ models the number of random events in a fixed interval, when events happen at a steady average rate $\lambda$:

    $$P(X = r) = e^{-\lambda}\frac{\lambda^r}{r!}.$$
    For a Poisson variable the mean and the variance are both equal to $\lambda$. The Poisson distribution is a good approximation 近似 to the binomial distribution when $n$ is large and $p$ is small. The normal distribution (with continuity correction) approximates the Poisson when $\lambda$ is large.

    Worked example. $X \sim \mathrm{Po}(3)$. Find $P(X = 2)$.

    $$P(X = 2) = e^{-3}\frac{3^2}{2!} = e^{-3}\times 4.5 = 0.224.$$

    A bar chart of the Poisson distribution with mean 3, leaning to the right
    The Poisson distribution $\mathrm{Po}(3)$: for a Poisson variable the mean and variance both equal $\lambda$.
    Explore

    The Poisson distribution

    Change the mean λ. Poisson models the number of random events in a fixed interval — rare events give a skewed shape.

    Vocabulary Train
    English Chinese Pinyin
    Poisson distribution 泊松分布 pō sōng fēn bù
    approximation 近似 jìn sì
    6.2

    Linear combinations of random variables

    Syllabus
    Candidates should be able to: Notes and examples
    • use, when solving problems, the results that – $\text{E}(aX + b) = a\text{E}(X) + b$ and $\text{Var}(aX + b) = a^2\text{Var}(X)$$\text{E}(aX + bY) = a\text{E}(X) + b\text{E}(Y)$$\text{Var}(aX + bY) = a^2\text{Var}(X) + b^2\text{Var}(Y)$ for independent $X$ and $Y$ – if $X$ has a normal distribution then so does $aX + b$ – if $X$ and $Y$ have independent normal distributions then $aX + bY$ has a normal distribution – if $X$ and $Y$ have independent Poisson distributions then $X + Y$ has a Poisson distribution. Proofs of these results are not required.

    Source: Cambridge International syllabus

    When you change a variable by a linear rule, the expectation 期望 (mean) and variance 方差 follow these rules:

    $$E(aX + b) = aE(X) + b, \qquad \mathrm{Var}(aX + b) = a^2\,\mathrm{Var}(X).$$
    For two independent variables $X$ and $Y$:
    $$E(aX + bY) = aE(X) + bE(Y), \qquad \mathrm{Var}(aX + bY) = a^2\,\mathrm{Var}(X) + b^2\,\mathrm{Var}(Y).$$
    Two useful facts: if $X$ has a normal distribution 正态分布 then so does $aX + b$; and the sum of independent Poisson variables is again Poisson.

    Worked example. $X$ has mean $5$ and variance $4$. Find $E(3X - 1)$ and $\mathrm{Var}(3X - 1)$.

    $$E(3X - 1) = 3(5) - 1 = 14, \qquad \mathrm{Var}(3X - 1) = 3^2 \times 4 = 36.$$

    Explore

    Linear combination lab

    E(aX + b) = aE(X) + b

    Change a scaling factor and see how the expected value scales.

    Vocabulary Train
    English Chinese Pinyin
    expectation 期望 qī wàng
    variance 方差 fāng chà
    normal distribution 正态分布 zhèng tài fēn bù
    6.3

    Continuous random variables

    Syllabus
    Candidates should be able to: Notes and examples
    • understand the concept of a continuous random variable, and recall and use properties of a probability density function For density functions defined over a single interval only; the domain may be infinite, e.g. $\frac{3}{x^4}$ for $x \geqslant 1$.
    • use a probability density function to solve problems involving probabilities, and to calculate the mean and variance of a distribution. Including location of the median or other percentiles of a distribution by direct consideration of an area using the density function. Explicit knowledge of the cumulative distribution function is not included.

    Source: Cambridge International syllabus

    A continuous random variable 连续型随机变量 can take any value in a range. Its probabilities come from a probability density function 概率密度函数 $f(x)$, with two key properties:

    $$f(x) \geqslant 0, \qquad \int_{-\infty}^{\infty} f(x)\,dx = 1.$$
    A probability is the area under $f$, and the mean is found by integration:
    $$P(a < X < b) = \int_a^b f(x)\,dx, \qquad E(X) = \int_{-\infty}^{\infty} x\,f(x)\,dx.$$

    The cumulative distribution function 累积分布函数 is $F(x) = P(X \leqslant x) = \int_{-\infty}^{x} f(t)\,dt$; the median 中位数 solves $F(m) = 0.5$, and other percentiles 百分位数 solve $F(x) = p$.

    A density curve with the region between a and b shaded as a probability
    For a continuous variable, the probability $P(a is the area under $f(x)$ between $a$ and $b$.

    Worked example. A continuous variable has $f(x) = \tfrac12 x$ for $0 \leqslant x \leqslant 2$ (and $0$ elsewhere). Find $E(X)$.

    $$E(X) = \int_0^2 x\cdot\tfrac12 x\,dx = \int_0^2 \tfrac12 x^2\,dx = \left[\tfrac{x^3}{6}\right]_0^2 = \frac{8}{6} = \frac{4}{3}.$$

    The variance uses the same idea, $\mathrm{Var}(X)=\displaystyle\int_{-\infty}^{\infty}x^2 f(x)\,dx-\big(E(X)\big)^2$. For the same $f(x)=\tfrac12 x$ on $[0,2]$: $\displaystyle\int_0^2 x^2\cdot\tfrac12 x\,dx=\left[\tfrac{x^4}{8}\right]_0^2=2$, so $\mathrm{Var}(X)=2-\left(\tfrac43\right)^2=2-\tfrac{16}{9}=\tfrac{2}{9}$.

    Explore

    Area = probability

    P(a < X < b) = ∫ f(x) dx

    For a continuous variable, probability is the area under the density curve between two values.

    Vocabulary Train
    English Chinese Pinyin
    continuous random variable 连续型随机变量 lián xù xíng suí jī biàn liàng
    probability density function 概率密度函数 gài lǜ mì dù hán shù
    cumulative distribution function 累积分布函数 lěi jī fēn bù hán shù
    median 中位数 zhōng wèi shù
    percentiles 百分位数 bǎi fēn wèi shù
    6.4

    Sampling and estimation

    Syllabus
    Candidates should be able to: Notes and examples
    • understand the distinction between a sample and a population, and appreciate the necessity for randomness in choosing samples
    • explain in simple terms why a given sampling method may be unsatisfactory Including an elementary understanding of the use of random numbers in producing random samples. Knowledge of particular sampling methods, such as quota or stratified sampling, is not required.
    • recognise that a sample mean can be regarded as a random variable, and use the facts that $\text{E}(\overline{X}) = \mu$ and that $\text{Var}(\overline{X}) = \frac{\sigma^2}{n}$
    • use the fact that $\overline{X}$ has a normal distribution if $X$ has a normal distribution
    • use the Central Limit Theorem where appropriate Only an informal understanding of the Central Limit Theorem (CLT) is required; for large sample sizes, the distribution of a sample mean is approximately normal.
    • calculate unbiased estimates of the population mean and variance from a sample, using either raw or summarised data Only a simple understanding of the term 'unbiased' is required, e.g. that although individual estimates will vary the process gives an accurate result 'on average'.
    • determine and interpret a confidence interval for a population mean in cases where the population is normally distributed with known variance or where a large sample is used
    • determine, from a large sample, an approximate confidence interval for a population proportion.

    Source: Cambridge International syllabus

    A large crowd of people
    Statistics studies a sample to learn about a whole population.

    A sample 样本 is a small group chosen from the whole population 总体. A random sample needs randomness 随机性, so that every member has a fair chance of being chosen.

    Some methods are unsatisfactory because they are biased 有偏: sampling only volunteers, or the first 20 people to arrive, over-represents certain kinds of people. A genuinely random sample uses random numbers – number every member of the population, then draw numbers (from a table or a generator) to decide who is in the sample.

    The sample mean $\bar{X}$ is itself a random variable, with

    $$E(\bar{X}) = \mu, \qquad \mathrm{Var}(\bar{X}) = \frac{\sigma^2}{n}.$$
    By the Central Limit Theorem 中心极限定理, for a large sample $\bar{X}$ is approximately normal, whatever the shape of the population.

    A skewed population curve and the much narrower bell of the sample mean over the same centre
    Whatever the population's shape, the sample mean $\bar{X}$ has a narrow, near-normal distribution centred on $\mu$.

    From a sample you can find unbiased estimates 无偏估计 of the population mean and variance. A confidence interval 置信区间 gives a range that probably contains the true mean. When the population is normal with known $\sigma$ (or the sample is large), a $95\%$ interval is

    $$\bar{x} \pm 1.96\,\frac{\sigma}{\sqrt{n}}.$$

    A number line showing the sample mean in the middle and the interval reaching out each side
    A $95\%$ confidence interval stretches $1.96$ standard errors each side of the sample mean.

    You can also find a confidence interval for a population proportion 总体比例 from a large sample.

    Worked example. A sample of $n = 64$ has mean $\bar{x} = 50$, from a population with $\sigma = 8$. Find a $95\%$ confidence interval for the population mean.

    $$50 \pm 1.96\times\frac{8}{\sqrt{64}} = 50 \pm 1.96 \;\Rightarrow\; (48.0,\ 52.0).$$

    Explore

    The sampling distribution

    X̄ ~ N(μ, σ²/n)

    By the Central Limit Theorem, sample means follow a normal curve — narrower for bigger samples.

    Vocabulary Train
    English Chinese Pinyin
    sample 样本 yàng běn
    population 总体 zǒng tǐ
    randomness 随机性 suí jī xìng
    biased 有偏 yǒu piān
    Central Limit Theorem 中心极限定理 zhōng xīn jí xiàn dìng lǐ
    unbiased estimates 无偏估计 wú piān gū jì
    confidence interval 置信区间 zhì xìn qū jiān
    population proportion 总体比例 zǒng tǐ bǐ lì
    6.5

    Hypothesis tests

    Syllabus
    Candidates should be able to: Notes and examples
    • understand the nature of a hypothesis test, the difference between one-tailed and two-tailed tests, and the terms null hypothesis, alternative hypothesis, significance level, rejection region (or critical region), acceptance region and test statistic Outcomes of hypothesis tests are expected to be interpreted in terms of the contexts in which questions are set.
    • formulate hypotheses and carry out a hypothesis test in the context of a single observation from a population which has a binomial or Poisson distribution, using – direct evaluation of probabilities – a normal approximation to the binomial or the Poisson distribution, where appropriate
    • formulate hypotheses and carry out a hypothesis test concerning the population mean in cases where the population is normally distributed with known variance or where a large sample is used
    • understand the terms Type I error and Type II error in relation to hypothesis tests
    • calculate the probabilities of making Type I and Type II errors in specific situations involving tests based on a normal distribution or direct evaluation of binomial or Poisson probabilities.

    Source: Cambridge International syllabus

    A hypothesis test 假设检验 uses sample data to judge a claim. You set up two statements: the null hypothesis 原假设 $H_0$ (the claim being tested, usually "no change") and the alternative hypothesis 备择假设 $H_1$ (what you suspect instead). The test is one-tailed 单尾 if $H_1$ points one way (e.g. $\mu > 50$) and two-tailed 双尾 if it allows both ways ($\mu \neq 50$).

    You fix a significance level 显著性水平 (often $5\%$), work out a test statistic 检验统计量 from the data, and see whether it lands in the rejection region 拒绝域 (also called the critical region); if it does you reject $H_0$, otherwise the statistic is in the acceptance region.

    A standard normal curve with both tails beyond plus or minus 1.96 shaded as rejection regions
    A two-tailed test at $5\%$ rejects $H_0$ only if the test statistic falls in a shaded tail beyond $\pm1.96$.

    Two mistakes are possible: a Type I error 第一类错误 is rejecting $H_0$ when it is actually true; a Type II error 第二类错误 is accepting $H_0$ when it is actually false. You can find their probabilities from the rejection region: $P(\text{Type I})=P(\text{statistic in the rejection region}\mid H_0)$ – this equals the significance level – and $P(\text{Type II})=P(\text{statistic in the acceptance region}\mid H_1$ true for a stated value$)$, computed from the binomial, Poisson, or normal distribution.

    Worked example. A population is claimed to have mean $50$, with $\sigma = 8$. A sample of $n = 64$ gives $\bar{x} = 52$. Test at the $5\%$ level whether the mean has changed.

    $H_0\!: \mu = 50$ and $H_1\!: \mu \neq 50$ (two-tailed). The test statistic is

    $$z = \frac{\bar{x} - \mu}{\sigma/\sqrt{n}} = \frac{52 - 50}{8/8} = 2.$$
    The critical value at $5\%$ (two-tailed) is $1.96$. Since $2 > 1.96$, you reject $H_0$: there is evidence the mean has changed.

    Worked example (a binomial test). A coin is claimed fair but suspected of landing heads too rarely: $H_0\!:p=0.5$, $H_1\!:p<0.5$. In $n=30$ tosses you see $X=9$ heads. Under $H_0$, $X\sim B(30,0.5)$, so the one-tailed tail probability is

    $$P(X\leqslant 9)=\sum_{k=0}^{9}\binom{30}{k}(0.5)^{30}\approx 0.021.$$
    Since $0.021<0.05$, reject $H_0$: the coin does seem biased against heads. (For large $n$ the binomial is approximated by a normal; a Poisson test works the same way for rare events. And here, if the rule is "reject when $X\leqslant 9$", then $P(\text{Type I})=P(X\leqslant 9\mid p=0.5)\approx0.021$.)

    Explore

    The rejection region

    reject H₀ if z < −z*

    The shaded tail is the rejection region — if the test statistic lands there, reject H₀.

    Vocabulary Train
    English Chinese Pinyin
    hypothesis test 假设检验 jiǎ shè jiǎn yàn
    null hypothesis 原假设 yuán jiǎ shè
    alternative hypothesis 备择假设 bèi zé jiǎ shè
    one-tailed 单尾 dān wěi
    two-tailed 双尾 shuāng wěi
    significance level 显著性水平 xiǎn zhù xìng shuǐ píng
    test statistic 检验统计量 jiǎn yàn tǒng jì liàng
    rejection region 拒绝域 jù jué yù
    Type I error 第一类错误 dì yī lèi cuò wù
    Type II error 第二类错误 dì èr lèi cuò wù
    Probability & Statistics 概率统计 gài lǜ tǒng jì
    6.5

    Exam tips

    • Use the Poisson distribution for rare, random, independent events; its mean equals its variance ($= \lambda$).
    • When combining independent random variables, variances add (they never subtract).
    • For a hypothesis test, state $H_0$ and $H_1$, the significance level, the test statistic, and a conclusion in context.
    • For a confidence interval, use the correct $z$ (or $t$) value and interpret it in words.

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