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Electrical Machines and Power Systems

University Electrical Engineering · Topic 9

9.1

What this course is, and how to use it

This is the ninth course in University Electrical Engineering: electrical machines and power systems 电机与电力系统. EE07 wrote the field equations; this course puts them to work — the machines that convert mechanical and electrical energy, and the networks that move it.

  • Unit 9.1 builds the magnetic circuit and the transformer 变压器.
  • Units 9.2–9.4 cover the three machine families: DC, induction, synchronous.
  • Units 9.5–9.6 widen to the network: per-unit arithmetic and power flow.
  • Unit 9.7 opens power electronics.

The running story is one small workshop: a 10 kVA transformer feeds a distribution board; an induction motor drives a compressor; a synchronous generator stands behind the grid; a buck converter charges the battery backup. Every machine answer below is checked through a second route — loss accounting, the equivalent circuit at a limit, or the power balance — and every per-unit answer by converting back to real units.

Vocabulary Train
English
electrical machines and power systems
transformer/trænsˈfɔːmə/
9.1

Magnetic circuits and transformers

Why it matters. The charger that fills your phone in an hour contains a transformer smaller than a coin, and it works because magnetic flux, like current, flows in loops through materials that resist it. The same picture, scaled up a million times, moves power between continents.

The idea, with a picture. A coil of $N$ turns carrying current $I$ is a pump for flux 磁通: it creates magnetomotive force 磁动势 $F = NI$ (ampere-turns). Flux $\Phi$ (weber) flows around an iron loop of length $l$ and cross-section $A$, opposed by reluctance 磁阻 $R_{m} = \dfrac{l}{\mu A}$, where $\mu = \mu_{0}\mu_{r}$ is the permeability. This is the magnetic mirror of Ohm's law:

$$\Phi = \frac{F}{R_{m}}, \qquad \text{just as} \qquad I = \frac{V}{R}.$$

The flux density $B = \Phi/A$ (tesla) is the quantity iron cares about — power-frequency cores work between about 1.0 and 1.5 T.

A magnetic circuit as the mirror of an electric circuit, and the transformer that shares one flux loop between two windings
One flux loop, two coils: the transformer is just a magnetic circuit shared by two windings

The derivation. Ampère's law around the core gives $H\,l = NI$, with $H$ the field intensity in A/m. With $B = \mu H$ and $\Phi = BA$:

$$\Phi = \mu A \cdot \frac{NI}{l} = \frac{NI}{l/(\mu A)} = \frac{F}{R_{m}}.$$

Nothing deeper — the whole unit is bookkeeping on this line, plus one warning: air has $\mu_{r} = 1$, four thousand times weaker than the core below, so a tiny air gap 气隙 can dominate the reluctance of the entire loop.

Worked example 1 — a core on its own. A core of mean length 0.5 m, cross-section 10 cm² $= 10^{-3}$ m², $\mu_{r} = 4000$, wound with 200 turns at 0.5 A. The magnetomotive force is $F = 200 \times 0.5 = 100$ At. The reluctance is $R_{m} = \dfrac{0.5}{4\pi \times 10^{-7} \times 4000 \times 10^{-3}} = 99\,472$ At/Wb, so the flux is $\Phi = \dfrac{100}{99\,472} = 1.005$ mWb and the density $B = \dfrac{1.005 \times 10^{-3}}{10^{-3}} = 1.005$ T. Second route: $H = NI/l = 200$ A/m, so $B = \mu_{0}\mu_{r}H = 4\pi \times 10^{-7} \times 4000 \times 200 = 1.005$ T ✓ — a sensible power-frequency density, which is itself the sanity check that the arithmetic stayed in range.

Now cut a 0.5 mm gap in the same core. The gap adds $R_{gap} = \dfrac{0.5 \times 10^{-3}}{4\pi \times 10^{-7} \times 10^{-3}} = 397\,887$ At/Wb — four times the whole core's reluctance. Flux collapses to $\dfrac{100}{497\,359} = 0.201$ mWb, one fifth, from a gap a hair thick. This is why transformer cores are stacked and laminated tight, and why gapped cores must be designed on purpose.

Worked example 2 — the transformer, measured. A transformer links two windings through one shared flux, so ideally $\dfrac{V_{1}}{V_{2}} = \dfrac{N_{1}}{N_{2}}$ and $\dfrac{I_{1}}{I_{2}} = \dfrac{N_{2}}{N_{1}}$: volts trade against amps, power stays. Real ones lose a little in the winding resistance (copper loss 铜损 $I^{2}R$) and in the iron (core loss 铁损: hysteresis 磁滞 plus eddy currents 涡流). The two losses are separated by two tests:

  • Open-circuit test 空载试验 (LV side, rated voltage): 400 V draws 0.7 A and 240 W. The 240 W is core loss. Its loss current is $I_{c} = 240/400 = 0.6$ A, so the magnetising branch is $R_{c} = 400/0.6 = 667\ \Omega$ and, from $I_{m} = \sqrt{0.7^{2} - 0.6^{2}} = 0.361$ A, $X_{m} = 400/0.361 = 1108\ \Omega$ (both referred to the LV side).
  • Short-circuit test 短路试验 (HV side, reduced voltage, rated current): 80 V draws the rated 5 A ($= 10\,000/2000$) and 300 W. That 300 W is the full-load copper loss, and the series branch is $R_{eq} = 300/5^{2} = 12\ \Omega$, $Z_{eq} = 80/5 = 16\ \Omega$, $X_{eq} = \sqrt{16^{2} - 12^{2}} = 10.6\ \Omega$ (HV side).
The transformer equivalent circuit assembled from the two tests: shunt magnetising branch from the open-circuit test, series branch from the short-circuit test
Two tests, two branches: the open circuit fills in the shunt pair, the short circuit the series pair

Full-load efficiency at unity power factor: $\eta = \dfrac{10\,000}{10\,000 + 240 + 300} = 94.9\%$. At 0.8 power factor the output is 8000 W with the same losses, so $\eta = \dfrac{8000}{8540} = 93.7\%$ — fixed core loss hurts more as the useful power falls. Efficiency peaks where the load-dependent copper loss equals the fixed core loss: $x = \sqrt{240/300} = 0.894$ of full load, a number the workshop should recognise on its meter.

Common mistakes. Forgetting $\mu_{0}$ inside $\mu$ (a factor of nearly a million, since $1/\mu_{0} \approx 8 \times 10^{5}$). Referring OC values to the HV side or SC values to the LV side without squaring the turns ratio. Expecting the ideal-transformer current ratio to survive heavy loading — the series drop $I \times Z_{eq}$ is exactly what bends it. And treating an air gap as a small detail: the example above shows a hair-thick gap is four fifths of the story.

Summary. $F = NI$ drives $\Phi = F/R_{m}$ through reluctance $l/(\mu A)$; density $B = \Phi/A$ must stay under about 1.5 T. Two tests on a real transformer separate shunt (core, from the open circuit) from series (copper, from the short circuit), and efficiency balances output against both.

Vocabulary Train
English
magnetomotive force
flux/flʌks/
reluctance
air gap
hysteresis
eddy current
core loss
copper loss
open-circuit test
short-circuit test
9.2

DC machines

Why it matters. The motor in a cordless drill, an electric train's axle motor and the starter in every car with a combustion engine are DC machines: torque you can command with a current, from two lines of physics.

The idea, with a picture. A conductor of length $l$ in field $B$ carrying current $I$ feels force $F = BIl$; the same conductor moving at speed $v$ induces EMF $e = Blv$. A DC machine wires many such conductors around a rotor (the armature 电枢) and commutates them so each sees a fixed field direction — the commutator 换向器 is a mechanical switch that keeps the torque unidirectional. Collect the bookkeeping into one constant $k\Phi$ and the whole machine is two equations:

$$E = k\Phi\omega \quad (\text{EMF}), \qquad T = k\Phi I_{a} \quad (\text{torque}),$$

with $k\Phi$ set by the field flux alone. Multiplying them, $T\omega = E I_{a}$: the same air-gap power seen from both sides. Mechanical and electrical language are one language.

The field connection chooses the personality. A shunt motor 并励电机 (field in parallel, constant flux) holds nearly constant speed; a series motor 串励电机 (field in series, flux $\propto I_{a}$) makes torque $\propto I_{a}^{2}$ and must never run unloaded.

Torque-speed curves contrasting a shunt motor (flat, constant flux) with a series motor (torque collapses as speed rises)
Shunt: a flat speed for any load. Series: huge torque at low speed, runaway risk at no load

The derivation. From $e = Blv$ with $v = \omega r$ and the geometry bundled into $k$: $E = k\Phi\omega$. From $F = BIl$ with the lever arms bundled the same way: $T = k\Phi I_{a}$. In a shunt machine $\Phi$ is fixed by the supply, so speed follows $\omega = \dfrac{V - I_{a}R_{a}}{k\Phi}$: the armature resistance drop is the only sag. In a series machine $\Phi \propto I_{a}$ (until iron saturates), so $T \propto I_{a}^{2}$ and $\omega \propto \dfrac{V - I_{a}R_{a}}{I_{a}}$ — speed rises sharply as load disappears.

Worked example 1 — the rating point. A shunt motor on 220 V with armature resistance $R_{a} = 0.2\ \Omega$ draws $I_{a} = 50$ A at 1500 rpm. The EMF is $E = 220 - 50 \times 0.2 = 210$ V. At 1500 rpm $= 157.1$ rad/s, $k\Phi = \dfrac{210}{157.1} = 1.337$ V·s, so torque $T = 1.337 \times 50 = 66.9$ N·m. Check both routes through the air gap: $T\omega = 66.9 \times 157.1 = 10.5$ kW and $E I_{a} = 210 \times 50 = 10.5$ kW ✓ — they must agree; they are the same conversion.

Starting the same motor from rest is the trap: at switch-on $E = 0$, so the inrush would be $I_{a} = \dfrac{220}{0.2} = 1100$ A, twenty times rated. A starter resistance limiting current to 100 A needs $R_{start} = \dfrac{220}{100} - 0.2 = 2.0\ \Omega$, cut out in steps as $E$ builds.

Worked example 2 — field weakening. Keep the load torque of 66.9 N·m and cut the field flux 20%, to $k\Phi = 1.070$. Torque demands $I_{a} = \dfrac{66.9}{1.070} = 62.5$ A, so the EMF settles at $E = 220 - 62.5 \times 0.2 = 207.5$ V and the speed at $\omega = \dfrac{207.5}{1.070} = 193.9$ rad/s $= 1852$ rpm — about 23% faster for one fifth less flux. Power check: $T\omega = 66.9 \times 193.9 = 12.96$ kW against $E I_{a} = 207.5 \times 62.5 = 12.97$ kW ✓. Above base speed this is the standard trick — field weakening 弱磁: trade flux for speed, pay in armature current.

Common mistakes. Feeding rpm into $E = k\Phi\omega$ (it wants rad/s — a factor of $2\pi$). Expecting a shunt motor to speed up under load (the drop across $R_{a}$ makes it slow, slightly). Running a series motor unloaded — with no current there is no flux to limit the speed. And forgetting that at standstill the only thing limiting current is resistance.

Summary. $E = k\Phi\omega$ and $T = k\Phi I_{a}$, joined by $T\omega = EI_{a}$. Shunt wiring holds speed; series wiring multiplies torque at low speed. Start through resistance, weaken field for range.

Vocabulary Train
English
armature
commutator/ˈkɒmjuːteɪtə/
shunt motor
series motor
field weakening
9.3

Induction machines

Why it matters. Around seven of every ten industrial motors are squirrel-cage 鼠笼式 induction machines: no brushes, no commutator, one moving part — because the rotating field does the switching for free.

The idea, with a picture. Three coils spaced 120° apart, fed by three currents spaced 120° apart in time, add to a rotating field 旋转磁场 of constant magnitude that rotates at synchronous speed 同步转速 $n_{s} = \dfrac{120f}{p}$ rpm ($f$ in Hz, $p$ poles). The rotor chases it and never quite catches up; the shortfall is slip 转差率

$$s = \frac{n_{s} - n}{n_{s}}.$$

Slip is the gear ratio of the machine: the rotor bars see the field slip past at rate $s$, so the rotor frequency is $sf$ and every rotor quantity follows from it.

The derivation. In the equivalent circuit, all quantities are referred to the stator and the rotor branch appears as $R_{2}'/s$ — the slip-scaled resistance. Split it:

$$\frac{R_{2}'}{s} = R_{2}' + R_{2}'\,\frac{1-s}{s},$$

and the second term is not a resistance at all: multiplied by $I^{2}$ it is exactly the mechanical output power, while $I^{2}R_{2}'$ is the rotor copper loss. Slip divides the air-gap power $P_{ag} = T\omega_{s}$ into copper loss $sP_{ag}$ and shaft power $(1-s)P_{ag}$. With a Thevenin source $V_{th}$, $Z_{th} = R_{th} + jX_{th}$ behind the magnetising branch, torque is

$$T = \frac{3 V_{th}^{2}\, (R_{2}'/s)}{\omega_{s}\left[ (R_{th} + R_{2}'/s)^{2} + (X_{th} + X_{2}')^{2} \right]},$$

peaking (differentiate, set to zero) where $R_{2}'/s_{max} = \sqrt{R_{th}^{2} + (X_{th} + X_{2}')^{2}}$ — the breakdown torque 最大转矩. Extra rotor resistance moves the peak towards starting: the wound rotor 绕线转子 machine and the double-cage rotor sell exactly this.

Torque against slip for two rotor resistances: doubling R2 shifts the breakdown peak toward start and raises starting torque
Same peak torque, different address: rotor resistance chooses where the curve peaks

Worked example 1 — reading the nameplate. A 4-pole, 50 Hz motor: $n_{s} = \dfrac{120 \times 50}{4} = 1500$ rpm. Running at 1440 rpm: $s = \dfrac{60}{1500} = 0.04$. The rotor frequency is $sf = 2$ Hz — why rotor iron needs only light laminations — and the slip term $R_{2}'/s$ is $25 \times R_{2}'$: at small slip the rotor behaves almost purely resistively, which is why the machine runs efficiently near synchronism.

Worked example 2 — the whole torque chain. The same motor, 400 V line (231 V per phase), $R_{1} = 0.5$, $X_{1} = 1.2$, $R_{2}' = 0.4$, $X_{2}' = 1.2\ \Omega$, magnetising branch large (taken out of the way: $V_{th} = 231$ V, $Z_{th} = R_{1} + jX_{1}$). Synchronous speed $\omega_{s} = 157.1$ rad/s. At $s = 0.04$, $R_{2}'/s = 10\ \Omega$:

$$Z = 10.5 + j2.4, \qquad |Z|^{2} = 116.0, \qquad T = \frac{3 \times 231^{2} \times 10}{157.1 \times 116.0} = 87.8\ \mathrm{N\,m}.$$

Follow the power: $P_{ag} = T\omega_{s} = 13.8$ kW, rotor copper loss $sP_{ag} = 552$ W, shaft power $T\omega_{s}(1-s) = 13.2$ kW ✓ — one chain of multiplications, three balances closed. The peak: $s_{max} = \dfrac{0.4}{\sqrt{0.5^{2} + 2.4^{2}}} = 0.163$, and the breakdown torque there is 172 N·m — twice the running point, the margin the compressor start needs. Locked rotor ($s = 1$): $T_{start} = 62$ N·m. Double the rotor resistance and $T_{start}$ rises to 109 N·m while the running point (same slip) loses efficiency — the wound-rotor trade in one number.

Common mistakes. Mixing rpm and rad/s inside the torque formula ($\omega_{s}$ is mechanical, rad/s). Assuming torque rises with slip — it peaks at $s_{max}$ and falls both sides. Charging the whole air-gap power to copper loss: copper gets only the fraction $s$. And expecting the rotor frequency to be 50 Hz — it is $sf$, 2 Hz here.

Summary. $n_{s} = 120f/p$, slip $s = (n_{s}-n)/n_{s}$, rotor frequency $sf$, rotor branch $R_{2}'/s$ whose second half is the shaft. Torque peaks where $R_{2}'/s$ matches the magnitude of $R_{th} + j(X_{th} + X_{2}')$; rotor resistance buys starting torque at running cost.

Explore

The field rotates, the rotor chases

Move the slip and watch the stator field, the rotor and their relative speed; read the rotor frequency off the gap between them.

Vocabulary Train
English
rotating field
synchronous speed
slip
squirrel-cage
wound rotor
breakdown torque
9.4

Synchronous machines

Why it matters. Virtually every watt from a power station flows out of a synchronous machine 同步电机: a magnet spun by a turbine, locked to the grid's rotating field, delivering power through an angle.

The idea, with a picture. The rotor — an electromagnet or permanent magnet — locks to the rotating field, so speed is exactly $n_{s} = 120f/p$, no slip. The induced EMF has the transformer form $E = 4.44\, f N \Phi k_{w}$ (the winding factor $k_{w}$ tidies the coil geometry). What the machine exchanges with the grid is set by the power angle 功率角 $\delta$: the angle by which the rotor's EMF leads the bus voltage. The connection behaves like a torsion spring — deflect it, feel torque:

$$P = \frac{3 V E}{X_{s}} \sin\delta .$$
Power against angle delta for a round-rotor machine, with the operating point and the static margin to the 90-degree peak
A sine-shaped spring: power grows with angle to 90 degrees, then lets go — that is loss of synchronism

The derivation. Per phase, the bus is $V\angle 0$, the internal EMF $E\angle\delta$, between them only the synchronous reactance $X_{s}$:

$$I = \frac{E\angle\delta - V}{jX_{s}}, \qquad P = 3\,\mathrm{Re}(VI^{*}) = \frac{3VE}{X_{s}}\sin\delta, \qquad Q = \frac{3V(E\cos\delta - V)}{X_{s}} .$$

The $Q$ line carries the second lesson: raising the field (excitation 励磁) raises $E$ and pushes $Q$ positive — the machine exports reactive power like a capacitor; lowering it imports. Grid operators schedule this daily.

Worked example 1 — the rating and its margin. A generator on an infinite bus 无穷大母线 at 11 kV line, $X_{s} = 5\ \Omega$ per phase, EMF 12 kV line. Per phase $V = 6351$ V, $E = 6928$ V, so

$$P = \frac{3 \times 6351 \times 6928}{5}\sin\delta = 26.4 \sin\delta \ \text{MW}.$$

At $\delta = 30°$: $P = 13.2$ MW. The static margin 静态裕度 is $\dfrac{26.4 - 13.2}{13.2} = 100\%$ — the machine could double its load before the spring lets go. Operators keep real machines nearer 30° for exactly this cushion.

Worked example 2 — real and reactive together. Same machine, schedule 10 MW: $\sin\delta = \dfrac{10}{26.4} = 0.379$, $\delta = 22.3°$. Then

$$Q = \frac{3 \times 6351 \times (6928\cos 22.3° - 6351)}{5} = 0.23\ \text{MVAr}.$$

Over-excited, it quietly supports the bus voltage while delivering the megawatts. Under-excite to $E = 10$ kV line (5774 V per phase) and hold 10 MW: $\sin\delta = \dfrac{10 \times 5 \times 10^{6}}{3 \times 6351 \times 5774} = 0.455$, $\delta = 27.0°$, and $Q = \dfrac{3 \times 6351 \times (5774 \times 0.890 - 6351)}{5} = -4.6$ MVAr: the same megawatts, but the machine now absorbs reactive power. One dial (excitation) moves Q far more than P.

Common mistakes. Using line voltages per phase (divide by $\sqrt{3}$ first). Believing more excitation gives more real power — the turbine sets $P$; excitation sets $Q$. Pushing $\delta$ past 90°, where $\dfrac{dP}{d\delta}$ goes negative and the machine slips a pole. And forgetting that $\delta$ here is electrical: with $p$ poles the mechanical angle is $2\delta/p$.

Summary. Speed locked to the grid, power $P = \dfrac{3VE}{X_{s}}\sin\delta$, reactive $Q = \dfrac{3V(E\cos\delta - V)}{X_{s}}$. Turbine owns the angle, field owns the VARs.

Vocabulary Train
English
synchronous machine
power angle
excitation
infinite bus
static margin
9.5

Power networks and the per-unit system

Why it matters. A grid calculation mixing ohms at 11 kV with ohms at 132 kV drowns in turns ratios. Power engineers long ago switched to a language where every voltage is near 1.0 and every impedance is a percentage: the per-unit 标幺值 system.

The idea, with a picture. Choose a base value 基准值 pair: base power $S_{base}$ and base voltage $V_{base}$ at each level; everything else follows:

$$Z_{base} = \frac{V_{base}^{2}}{S_{base}}, \qquad I_{base} = \frac{S_{base}}{\sqrt{3}\, V_{base}}, \qquad Z_{pu} = \frac{Z_{actual}}{Z_{base}} .$$

Impedances move between voltage levels by the turns ratio squared — per-unit absorbs that automatically, because each level has its own $Z_{base}$. A transformer's nameplate "10%" means: at its own rated current, 10% of rated voltage drops inside it — which is exactly $Z_{pu} = 0.10$.

A one-line diagram from the 11 kV generator through the transformer to a fault at the end of the 132 kV line, annotated in per-unit
One line, one chain of per-unit impedances: the fault sees them all in series

The derivation. Base changes are pure bookkeeping. An impedance given as $Z_{old}$ pu on $S_{old}$, $V_{old}$ becomes, on new bases,

$$Z_{new} = Z_{old} \times \frac{S_{new}}{S_{old}} \times \left(\frac{V_{old}}{V_{new}}\right)^{2},$$

and if the voltage bases already match the transformer ratio (as they do in a consistent study), only the $S$ ratio survives.

Worked example 1 — a fault at the end of the line. A 100 MVA, 11/132 kV transformer with $Z = 10\%$ on its own base feeds a 132 kV line of 40 Ω; a three-phase fault closes at the line's far end with the generator held at 1.0 pu. Line base: $Z_{base} = \dfrac{132^{2}}{100} = 174.2\ \Omega$, so the line is $\dfrac{40}{174.2} = 0.230$ pu; the transformer is already 0.10 pu on 100 MVA. Total $0.330$ pu, so the fault current 短路电流 is $\dfrac{1.0}{0.330} = 3.03$ pu. Back to real units — the check that proves the method: base current at 132 kV is $I_{base} = \dfrac{100 \times 10^{6}}{\sqrt{3} \times 132\,000} = 437$ A, so $I_{fault} = 3.03 \times 437 = 1327$ A. The same 3.03 pu read on the 11 kV side with that level's base current $\dfrac{100 \times 10^{6}}{\sqrt{3} \times 11\,000} = 5249$ A gives $3.03 \times 5249 = 15\,926$ A — one dimensionless number serves both voltage levels ✓.

Worked example 2 — changing bases. The study grows: add a 60 MVA, 66/11 kV transformer rated 8% and a generator with $X_{d} = 0.25$ pu on 80 MVA, 11 kV. On the study's 100 MVA base the transformer becomes $0.08 \times \dfrac{100}{60} = 0.133$ pu and the generator $0.25 \times \dfrac{100}{80} = 0.313$ pu (voltage bases already agree). In series between the generator's EMF and a fault on the transformer's 66 kV terminals: $0.313 + 0.133 = 0.446$ pu, so the fault current is $\dfrac{1.0}{0.446} = 2.24$ pu. On the 66 kV side the base current is $\dfrac{100 \times 10^{6}}{\sqrt{3} \times 66\,000} = 875$ A, so $2.24 \times 875 = 1962$ A flows into the fault, while the generator carries $2.24 \times 5249 = 11\,780$ A on its 11 kV side — the same pu, two real currents. Two multiplications replaced a page of ratio chasing.

Common mistakes. Using line-to-line volts in a per-phase base (or vice versa) — pick the convention $Z_{base} = V_{LL}^{2}/S_{3\phi}$ and stay with it. Forgetting the square on the voltage-base ratio when changing bases. And treating "%Z" as a loss figure — it is a voltage-drop figure at rated current, which is why a 10% transformer can still be 99% efficient at full load.

Summary. Choose $S_{base}$ once and $V_{base}$ per level; convert everything to pu; series, parallel and fault arithmetic go dimensionless; convert back with each level's own base current to prove the answer.

Vocabulary Train
English
per-unit
base value
fault current
9.6

Per-unit and power flow

Why it matters. "Will the voltage at the end of the feeder stay above 0.95?" is the question every grid planner answers thousands of times a day with a power flow 潮流计算 — and the two-bus version fits on one page.

The idea, with a picture. Bus 1 is the slack bus 平衡节点: held at $1.0\angle 0°$ pu, absorbing whatever the losses turn out to be. A line $Z = R + jX$ feeds a load drawing $S = P + jQ$ at bus 2. The load fixes current through its own voltage, and the voltage fixes current through the line — a loop. So guess $V_{2}$, run the loop once, and repeat:

$$V_{2}^{(k+1)} = V_{1} - Z \cdot \mathrm{conj}\!\left(\frac{S}{V_{2}^{(k)}}\right),$$

the fixed-point (Gauss–Seidel) iteration. The conjugate is not decoration: with $S = V I^{*}$, the current is $I = \mathrm{conj}(S/V)$, and skipping it sends the iteration to nonsense.

The magnitude of V2 against iteration number for the uncompensated and the capacitor-compensated case, both converging in a handful of steps
Guess, correct, repeat: both cases settle within a few iterations — and compensation settles higher

The derivation. From $V_{2} = V_{1} - ZI$ and $I^{*} = S/V_{2}$, each pass computes the current the present $V_{2}$ implies and the voltage that current produces. Linearise once around $V \approx 1$ and the famous approximation falls out:

$$\Delta V \approx \frac{P R + Q X}{|V_{2}|},$$

whose second term explains the unit's headline: it is the reactive flow through reactance that eats voltage, which is why capacitors — reactive compensation 无功补偿 — are a voltage tool.

Worked example 1 — the base case. $Z = 0.02 + j0.10$ pu, load $0.8 + j0.4$ pu, $V_{1} = 1.0\angle 0°$. Starting from $V_{2} = 1.0$ the iteration converges to $V_{2} = 0.937\angle -4.4°$ pu, with line current $I = 0.954\angle -31°$ pu. Checks: the approximation gives $\Delta V \approx \dfrac{0.8 \times 0.02 + 0.4 \times 0.10}{0.937} = 0.060$ pu against the exact $1 - 0.937 = 0.063$ ✓ honest at this loading; of the drop, $QX = 0.040$ dwarfs $PR = 0.016$ — reactive dominates. The sending-end balance: $P_{s} = 0.8 + |I|^{2}R = 0.8 + 0.954^{2} \times 0.02 = 0.818$ pu ✓ and $Q_{s} = 0.4 + 0.954^{2} \times 0.10 = 0.491$ pu: the line itself eats 0.091 of reactive.

Worked example 2 — compensation. Install capacitors at bus 2 cutting the net load to $0.8 + j0.1$ pu and iterate again: $V_{2}$ settles at $0.970\angle -4.6°$ pu. The drop falls from 0.063 to 0.030 pu — the $QX$ term dropped from 0.040 to 0.010 and the voltage followed — while the angle stays near 4.5°, because the angle is carried by $P$, which did not change. In per-unit the design sentence is one line: 0.3 pu of capacitors at the load lifts $V_{2}$ as far as halving the line impedance would (0.970 pu either way), and capacitors cost far less than a second line.

Common mistakes. Dropping the conjugate (the iteration then diverges or converges to a wrong operating point quietly). Letting the slack bus fix more than it should — it sets the angle reference and swallows losses; loads elsewhere must still balance in the converged answer. And trusting $\Delta V \approx (PR + QX)/V$ when the angle across the line grows: the approximation quietly ignores the quadrature component $\dfrac{PX - QR}{V}$, fine here at 4.4°, misleading past about 15°.

Summary. Slack at one end, load at the other, iterate $V_{2} = V_{1} - Z\,\mathrm{conj}(S/V_{2})$; verify with the $PR + QX$ approximation and close the power balance. Reactive flow is the voltage problem; compensation is the cheap half of the fix.

Vocabulary Train
English
power flow
slack bus
reactive compensation
9.7

Power electronics introduction

Why it matters. The same charger opens with a switch that flips a hundred thousand times a second. Switching converters are why a 30-watt adapter is now smaller than its own plug — and why this unit ends the course: machines meet electronics at the drive.

The idea, with a picture. A buck 降压 converter is a switch, a diode, an inductor and a capacitor. While the switch is ON the input feeds the inductor; while it is OFF the inductor keeps current flowing through the diode. The inductor and capacitor do the averaging; the switch only chooses the ratio of on-time to period, the duty cycle 占空比 $D$. Volt-second balance 伏秒平衡 on the inductor — the average of $v_{L}$ over a period must be zero in steady state — gives, in one line:

$$(V_{in} - V_{out})\,D T = V_{out}\,(1-D)\,T \quad\Longrightarrow\quad V_{out} = D\,V_{in},$$

and the boost 升压 dual gives $V_{out} = \dfrac{V_{in}}{1-D}$. Continuous conduction 连续导通 (CCM) means the inductor current never reaches zero — the small-ripple world all these formulas live in.

Buck converter switch-node voltage at duty 0.417 and inductor current ramping 0.29 A peak to peak around 2 A
Inductor current ramps up while the switch is on and down while it is off

The derivation. In continuous conduction, the buck ON phase the inductor sees $V_{in} - V_{out}$ for $DT$ seconds; in the OFF phase $-V_{out}$ for $(1-D)T$. Setting the volt-second sum to zero yields $V_{out} = D V_{in}$ — independent of L, C and load in CCM, which is the converter's charm. The triangular current swing follows from $v = L\,di/dt$ on either phase:

$$\Delta I_{L} = \frac{V_{out}(1-D)}{L f}, \qquad \Delta V_{out} = \frac{\Delta I_{L}}{8 C f},$$

the ripple pair every datasheet quotes.

Worked example 1 — a 12 V to 5 V buck. Twelve volts in, 5 V at 2 A out, switching at 100 kHz with $L = 100\ \mu$H. Duty $D = \dfrac{5}{12} = 0.417$. Ripple current $\Delta I_{L} = \dfrac{5 \times 0.583}{100\mu \times 100k} = 0.29$ A — 15% of the load, a standard design point. CCM holds because $\Delta I_{L}/2 = 0.15$ A is far below 2 A. With $C = 220\ \mu$F the output ripple is $\Delta V_{out} = \dfrac{0.29}{8 \times 220\mu \times 100k} = 1.7$ mV: the converter's output is cleaner than the supply it runs from.

Worked example 2 — a 12 V to 24 V boost. The boost runs the same parts re-arranged: switch across the inductor, diode to the output. For 24 V at 1.5 A from 12 V, $D = 1 - \dfrac{12}{24} = 0.5$. Power conserved (ideal): $P_{in} = 36$ W, so the input current is 3 A — not 1.5 A; current trades against voltage, power does not. Ripple $\Delta I_{L} = \dfrac{V_{in} D}{L f} = \dfrac{12 \times 0.5}{100\mu \times 100k} = 0.6$ A, CCM comfortable against 3 A. The output capacitor sees the diode's chopped current — pulses only during $(1-D)$ of each period — so boost converters need bigger, lower-ESR output capacitors than bucks of the same power: the ripple RMS, not the average, sizes the part.

Common mistakes. Light load in a "CCM" design: below the boundary current $\Delta I_{L}/2$ the converter drops into discontinuous conduction and $V_{out}$ rises above $D V_{in}$. Ignoring the diode drop in low-voltage outputs — 0.4 V in a 5 V rail is 8%, which is why synchronous rectification 同步整流 (a MOSFET for the diode) is routine below about 12 V. And equating input and output current because the topology looks symmetric — only power is conserved.

Summary. Volt-second balance: $V_{out} = D V_{in}$ (buck) or $V_{out} = V_{in}/(1-D)$ (boost) in CCM; ripples $\Delta I_{L} = \dfrac{V_{out}(1-D)}{Lf}$ and $\Delta V_{out} = \dfrac{\Delta I_{L}}{8Cf}$. The switch sets the ratio; the passives set the quality; the losses live in the switch and the diode.

Vocabulary Train
English
buck
boost
duty cycle
continuous conduction
volt-second balance
synchronous rectification

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